The Middle East and North Africa | South Asia | East Asia | The Greek World
c. 1300-1200 BCE: Israelites leave Egypt (following Moses)
c. 1050-1010 BCE: Israelites establish a kingdom
1045-256 BCE: Western Zhou Dynasty
1040-332 BCE: Egyptian Late Period
c. 1000-970 BCE: Reign of King David
1000-600 BCE: Later Vedic Period
c. 979-930 BCE: Reign of King Solomon
931 BCE: Israel divides into two kingdoms
900-612 BCE: Assyrian Empire
750-656 BCE: The Kingdom of Kush ruled Egypt, creating the “Ethiopian Dynasty”
750-593 BCE: Kingdom of Kush (with capital at Napata)
c. 700-480 BCE: Greek Archaic Period
656-639 BCE: Assyrians occupied Egypt
626-539 BCE: New Babylonian Empire
605-562 BCE: Reign of Nebuchadnezzar
593 BCE: Egyptian army sacked Napata, the capital of Kush
593 BCE: The Kingdom of Kerma moved its capital to Meroe
586-539 BCE: Babylonian captivity of Israelites
550-330 BCE: Achaemenid Empire of Persia
539 BCE: Cyrus the Great of Persia conquers the New Babylonian Empire
525 BCE: Persian conquest of Egypt
499-449 BCE: Greco-Persian Wars
The early states discussed in Chapter Three would, during the first millennium BCE be supplanted by Empires that expanded beyond their native regions. In the Middle East and North Africa, the Assyrian, New Babylonian, and Persian Empires would vary in their methods of expansion and control but would share the characteristic of integrating people of diverse cultures and languages under one state. In East Asia, the Zhou dynasty brought more territory under its control than the earlier Shang state had as well as establishing social, economic, and political systems that would become hallmarks of the region for centuries to come.
Large, imperial states were not the only significant polities that emerged during these years. The Kingdom of Kush in Africa adapted some Egyptian cultural motifs. The Kingdom of Israel and the Jewish people would have historical and cultural impact out of proportion to its small size. The city-states of the Greek world and Phoenicia established trade routes and colonies throughout the Mediterranean.
The Greek world also illustrates the power and significance of common culture to unite people. Similarly, in South Asia, the development of complex social structures as well as religious and philosophical world views would precede large organized polities and persist through the rise and fall of many
Questions to Guide Your Reading
- Compare and contrast the ways in which rulers of ancient Mesopotamian empires attempt to bring together and control the people within their realms.
- Describe the legacies of the civilization in ancient Mesopotamia.
- Explain the central beliefs of Judaism that are evident in the early written tradition
- How did the United Kingdom of Israel develop and who were its key leaders?
- Describe how the Israelites and their traditions have been influential.
- How did kingdoms form during the Vedic Age?
- Describe the varna and caste systems.
- During the Western Zhou Dynasty, how did Zhou kings justify overthrowing the Shang Dynasty, and how did they govern newly-conquered lands?
- What were the most important developments in the Greek world in the Archaic Period?
- What was the significance of the Greco-Persian Wars for the subsequent history of the Greek World?
- Persian/Achaemenid Empire and Dynasty
- Assyrian Empire
- Athenian democracy
- Battle of Marathon
- Battle of Thermopylae
- Caste and Varna
- Cyrus the Great
- Greco-Persian Wars
- Hoplite Phalanx
- King Wu
- Mandate of Heaven
- Nebuchadnezzar II
- Zhou Dynasty and Western Zhou Dynasty
The Assyrian Empire (c. 900-612 BCE)
The Assyrian Empire, which saw its height of power at the end of the first millennium to the seventh century BCE, was larger than any empire that preceded it.
Dominating the region, its well-equipped soldiers used their stronger iron weapons to extend the empire’s control through Mesopotamia, Syria, parts of Anatolia, Palestine, and up the Nile into Egypt. They used siege warfare, along with battering rams, tunnels, and moveable towers, to get past the defenses of cities. The Assyrians had a large army (with perhaps as many as 150, 000 soldiers) that utilized a core of infantry, a cavalry, as well as chariots. As part of their military strategy, the Assyrians purposefully tried to inspire fear in their enemies; they decapitated conquered kings, burnt cities to the ground, destroyed crops, and dismembered defeated enemy soldiers. One Assyrian soldier claimed:
In strife and conflict I besieged [and] conquered the city. I felled 3,000 of their fighting men with the sword…I captured many troops alive: I cut off of some of their arms [and] hands; I cut off of others their noses, ears, [and] extremities. I gouged out the eyes of many troops. I made one pile of the living [and] one of heads. I hung their heads on trees around the city.
The Assyrians expected these methods to deter potential rebellions and used their spoils of war, like precious metals and livestock, to finance further military campaigns. After conquering an area, they conscripted men into their army, and employed resettlement and deportation as techniques to get laborers where they wanted them and deal with communities who opposed their regime. They also collected annual tributes that were apparently high enough to, at least occasionally, spur rebellions despite the Assyrians’ reputation for violent retribution.
In addition to its military strength, the Assyrian empire also stands out for the size of its cities and its administrative developments. The empire’s biggest cities, such as Nineveh and Assur, each had several million people living within them. Administratively, kings ruled Assyria, appointing governors to oversee provinces and delegates to keep tabs on the leaders of allied states. There were between 100 and 150 governors, delegates, and top officials entrusted by the king with ruling in his place and helping him maintain the empire. In the later centuries of the Assyrian Empire, kings chose these officials on the basis of merit and loyalty. Kings met with large groups of officials for rituals, festivals, and military campaigns. Evidence of such meetings has led some scholars to propose the possibility that the king and his officials might have worked together in something resembling a parliamentary system, though there is no scholarly consensus on the point. Ultimately, the Assyrian Empire became too large to control; rebellions occurred with more frequency and were difficult for its overextended military to quell. The empire fell after the conquest of Nineveh in 612 BCE.
The New Babylonian Empire (c. 626-539 BCE)
With the weakening of the Assyrian Empire, the New Babylonian Empire began to dominate Mesopotamia. Lasting for less than 100 years, the New Babylonian Empire is best known for its ruler, Nebuchadnezzar II, and its great architectural projects. As described in the Hebrew Scriptures (also known as the Old Testament), Nebuchadnezzar II, who ruled from 605– 562 BCE, was a ruthless leader. He gained notoriety for destroying the city of Jerusalem and deporting many of the city’s Jews to Babylon. The captive Jews suffered in exile, as they were not allowed to return to their homeland. Nebuchadnezzar II also rebuilt Babylon with fortresses, temples, and enormous palaces. He associated the New Babylonian Empire with the glory of ancient Babylonia by reviving elements of Sumerian and Akkadian culture. For example, he had artists restore ancient artwork and celebrated the kings of old, like Hammurabi. Nebuchadnezzar is often also credited with rebuilding the city’s ziggurat, Etemanaki, or the “Temple of the Foundation of Heaven and Earth.” When completed, the ziggurat rose several stories above the city and seemed to reach to the heavens. Some scholars claim that the Babylonian ziggurat was the famous Tower of Babel described in the Old Testament. Another one of Nebuchadnezzar’s purported projects, the Hanging Gardens of Babylon, was considered by the later Greek historian Herodotus to be one of the Seven Wonders of the World. According to legend, Nebuchadnezzar had the hanging gardens built for his wife. He made the desert bloom to remind her of her distant homeland; the elaborate gardens planted on rooftops and terraces were designed so that the plants’ leaves would spill down high walls. Since definitive archaeological evidence of the Hanging Gardens of Babylon has not been found, scholars continue to debate its most likely location and even its very existence. After the death of Nebuchadnezzar II, outside military pressures as well as internal con ict weakened the empire until the much larger Persian Empire conquered the New Babylonian Empire in 539 BCE.
Nubia: The Kingdom of Kush
As Egypt entered its Third Intermediate Period, Nubians gradually established their independence, eventually creating a new state, the Kingdom of Kush in the eighth century BCE. The initial capital of the Kingdom of Kush was Napata (c. 750 BCE to 593 BCE). From Napata, the Nubians took control of Upper Egypt, establishing the “Ethiopian Dynasty,” which ruled for 60 years from Thebes. Assyrian invasions destabilized the Nubian rulers in Thebes, causing the last pharaoh of the Ethiopian Dynasty to flee to Napata. Then, once strengthened, the Egyptians pushed back. The Egyptian army sacked Napata in 593 BCE and, in response, the Nubian rulers moved their capital farther south to Meroe. At this southern location, they further developed their civilization, which lasted until the fourth century CE.
With the new capital at Meroe, a location with well-watered farmland and some distance between it and Egypt, the Kingdom of Kush flourished. Meroe got more rainfall than Napata and was not as dependent on the Nile floods. Nubians were able to extend the areas under cultivation and grow a wider variety of crops, like cotton, sorghum, and millet. They were also able to easily graze their livestock and, as a result, during this period cattle became even more important as a symbol of their culture and wealth.
After moving the capital to Meroe, the culture of Kush showed more independence from Egypt as well. Particularly as Egypt’s power declined, the people of Kush put more emphasis on their own deities and pushed Egyptian gods to the background. For example, temples devoted to a Nubian war god, Apedamak, “the Lion of the South,” received more support and even used live lions for rituals. Gold had long been mined in the region and remained important while the people of Kush continued to develop additional industries. The area was rich in iron ore and the hardwoods used to make charcoal, which encouraged the growth of a booming iron industry. They made iron weapons and tools that they used for defense and to increase their crop yields. They were able to trade their agricultural surpluses, iron, cattle, and exotic things like elephants from sub-Saharan Africa, with Egypt, Greece, Rome, and India, bringing great wealth and prestige to Meroe. Also, the rulers of Meroe commissioned pyramids but had them built in a local style. As evident in the picture below, their pyramids were smaller and had a unique shape.
Kush burial practices were different than those used in dynastic Egypt, as corpses were not always mummifed and were buried in the fetal position. Finally, a new locally-created written script, Meroitic, replaced the use of Egyptian Hieroglyphics by 300 BCE. Modern scholars have not yet translated Meroitic, and students of their culture will surely learn even more about the Kingdom of Kush once scholars have done so. As for now, we know that very productive agriculture, local rituals and burial practices, the growth of industries, social stratification facilitated by Meroe’s wealth and extensive trade networks, and the written script Meroitic, were some of the distinctive elements of the civilization at Kush.
While the Greeks and Romans occasionally sent raiding parties into Nubia, for a while, Meroe’s southern location helped isolate it from conquest. Legends also emphasize the strength of Meroe’s army and the physical prowess of its soldiers. Environmental changes, internal rivalries, and the rise of Axum (a new state to the East) likely all contributed to the fairly abrupt collapse of Meroe in the fourth century CE.
Egyptian sources were generally very derogatory in their portrayal of Nubians and even a few early twentieth century archaeologists carelessly (and incorrectly) identified these Nubian kingdoms as slave colonies of the Egyptians. However, the kingdoms of Kerma and Kush were known in the ancient world for their wealth and industries. The wealth garnered through productive agriculture and trade supported a ruling class, great artists, and monumental architecture. Egyptian culture was influential, but Nubians adapted Egyptian practices to meet their own needs and sensibilities. Often entangled with Egypt and sometimes defending themselves from other invaders as well, these two kingdoms persisted for hundreds of years, creating an independent civilization along the southern stretches of the Nile River.
The Israelites and Ancient Israel
The Israelites, “or children of Israel,” were Semetic-speakers who lived in Canaan and traced their descent back to Abraham through his grandson Israel. Hebrew tradition begins their history with Abraham’s departure from Ur in southern Mesopotamia. Therefore, Abraham is important in Jewish tradition, as he has been recognized as the first Jew, the patriarch from whom all Jews trace their descent, and a role model. As described in the Hebrew Scriptures, known to Christians as the Old Testament, Abraham also made a covenant with God, which blessed his descendants. Jews, Christians, and Muslims of today all recognize Abraham as a significant figure, though these major monotheistic religions view him a little diferently. Respect for Abraham by believers in all three of these religions is just one indication that the world’s three major monotheistic religions are connected. Examining these connections reveals the extraordinary contributions that the Israelites made to World History. The Israelites were highly influential in developing the idea of monotheism, or belief in one god. Furthermore, they recorded their history orally at first, until their tradition was written down in the Hebrew Scriptures (alternatively referred to as the Tanakh, the Hebrew Bible, or the Old Testament of the Christian Bible). The Hebrew Scriptures has been one of the most important texts ever written.
Eventually, by the end of the second millennium BCE (likely between 1200 and 1000 BCE), the Israelites established small kingdoms in the Levant. The Levant refers to areas adjacent to the eastern Mediterranean; in the ancient world, it comprised roughly the area from southern Anatolia through coastal areas of the eastern Mediterranean south and westward to the Egyptian delta. The Israelite kingdoms were concentrated along the Mediterranean coast in what are today Israel and the contested territory of the West Bank/Palestine.
Much debate exists amongst scholars about the sources used to reconstruct the history of the Israelites with much of the debate revolving around the use and interpretation of religious texts, particularly the Hebrew Scriptures. Right now, scholars rely fairly heavily on the Hebrew Scriptures to discuss periods before about 1200 BCE because other sources just do not exist. Some main points of contention have centered on dates, the purpose of religious texts, the reality that the Hebrew Scriptures were written centuries after the events they described, and the relationship between the scriptures and historical fact. Additionally, there has been back and forth discussion about whether archaeological finds confirm or disprove the narrative in the religious texts. These heated debates have led some scholars to question whether it is even possible to write a history of the ancient Israelites. For our purposes, this section will give an overview of Hebrew tradition and, using archaeological and collaborating evidence when possible, describe the development of the Israelite civilization.
By leading people out of Ur, his homeland in Southern Mesopotamia, to eventually settle in Canaan, later called Palestine, Abraham began the traditional history of the Israelites. According to Hebrew tradition, even before leaving Ur, Abraham taught his followers about the existence of a single, creator god and rejected the idol-worship and sin of Ur. The narrative continues to explain how when Abraham agreed to God’s directive to leave his homeland, God blessed him and all of his descendants. God entered into a covenant with Abraham, saying, “…And I will make you into a great nation, and I will bless you, and I will make your name great…and by you all the families of the earth shall bless themselves.” Jews recognize this covenant as indicating their special relationship with God, and it remains one of the most important aspects of the Jewish faith.
Tradition recounts how several generations later Abraham’s grandson, Israel (also called Jacob), had twelve sons, who became the ancestors of the Twelve Tribes of Israel. One of these twelve sons, Joseph, led followers from Canaan during a famine to settle in Egypt. As the biblical text describes, the Israelites were prosperous at first and were becoming powerful, leading the Egyptian pharaoh to fear their influence. To try to stem the Israelite influence, the pharaoh put restrictions on births and forced them into slave labor. Then, Moses, whose mother had secreted him away in a waterproof basket on the Nile River, played an important role in delivering his people from subjugation. According to Hebrew tradition, God tasked Moses with leading his people out of Egypt, a flight to freedom called Exodus. Moses led “the children of Israel” into Sinai, where they entered into the Sinai Covenant. This covenant bound all Israelites into a pact with God. Israelites agreed to worship God alone and obey his law, while God confirmed the place of the Israelites as his “Chosen People,” whom he would protect. As part of the covenant, Israelites agreed to follow the Ten Commandments. According to Hebrew tradition, God gave the Ten Commandments to the Israelites at Mount Sinai, instructing the Israelites to worship only him, keep the Sabbath, and honor their parents. The Ten Commandments also prohibit idolatry, blasphemy, murder, adultery, theft, dishonesty, and coveting.
These written traditions established important elements of the Jewish faith. For example, the Hebrew Scriptures trace Jewish descent from the Hebrew patriarchs: Abraham, Isaac, Israel (alternatively known as Jacob), and the twelve sons of Israel. They also describe the transition to monotheism and the covenant relationship between God and “the children of Israel.” Israelites believed in one god, Yahweh, who created and ruled over everything in the universe, and overall, they perceived Yahweh as being just and merciful. The ideas that there is a single, universal god and that his laws apply to everyone have been defining tenets of other monotheistic religions. Subsequent written and oral traditions, like the Talmud, reflect further development of Jewish beliefs, ethics, laws, and practice.
The United Kingdom of Israel
After Exodus, the Israelites resettled in Canaan and in time began to unify. They formed kingdoms in the Levant just prior to 1000 BCE. King Saul (c. 1030 – 1009 BCE), a member of one of the Twelve Tribes of Israel, established the first Israelite monarchy, but ruled over a fairly limited territory and died in battle with the Philistines. He was crowned king and began the process of unification, but did not completely defeat his enemies and finish unification before he died. His successor, King David, (d. 969 BCE), is often portrayed as Israel’s greatest ruler or a model king. He established the United Kingdom of Israel, with its capital at Jerusalem. King David’s successor, his son Solomon, further shaped the kingdom.
In popular memory, King David is probably most remembered for defeating Goliath. Historical traditions also celebrate him for expanding the borders of a newly unified Israel, contributing to the Book of Psalms, and, in Christian tradition, for being a forbear of Jesus. David was a “warrior king,” who defeated both internal and external enemies to unite Israel. He maintained a large standing army that helped extend his in uence and create neighboring tributary states. With control of trade routes and tribute coming in from neighboring territories, Israel became a wealthy state under David. With this wealth, David began to build Jerusalem into the capital city of the Israelites, with further plans to build a temple to house the Ark of the Covenant (which according to Hebrew tradition held the Ten Commandments). David died before building this temple, but tradition credits him with other achievements, including composing many of the hymns and prayers in the Book of Psalms. Like Abraham, David is considered an important gure by Jews, Christians, and Muslims.
King Solomon, David’s son, ruled a mostly peaceful realm. He accomplished his father’s goal of building the first Jewish temple in Jerusalem. The temple exemplified monumental architecture and became a focal point for the Jews of Jerusalem. Its ruins, known as the Western Wall or the Wailing Wall, are still a site of Jewish prayer and pilgrimage. Solomon also directed the building of a royal palace, a defensive wall around the city of Jerusalem, and fortresses along the kingdom’s frontier. Administratively, Solomon set up twelve districts, overseen by purveyors, who collected tribute in kind (usually as crops or foodstuffs). Each of the twelve districts was charged with supplying the king and the court for one month a year. Finally, Solomon used treaties and reciprocal trade agreements to maintain relatively peaceful relationships with Israel’s neighbors.
He also forged diplomatic relations through marriage; according to scripture, he had 700 wives! After Solomon’s death, what had been the United Kingdom of Israel split into two pieces: Israel and Judah. Over the long term, some of Solomon’s policies, including forced labor and tributary payments, likely contributed to the divide.
After the decline of the United Kingdom of Israel, Hebrew tradition describes the significance of great prophets or teachers, who spoke on behalf of god and set moral and ethical standards for the whole community. Yahweh sent these prophets to warn the Israelites that they were not abiding by their covenant. The prophets during this later period, especially Jeremiah and Second Isaiah, cultivated a new conceptualization of the covenant, which was much more personal as it was a relationship between Yahweh and each individual.
The Assyrians, the Persians, and later the Greeks (see Chapter 6) and then the Romans (see Chapter 7) brought parts of the former United Kingdom of Israel under their rule. These conquests and persecution forced members of the Jewish population into exile. This conceptualization of being members of a diaspora, that is, a scattered people who desire to return to their homeland, has played an important part in the formation of a Jewish identity. Also, in part, due to this history, preservation of cultural and religious heritage has become an enduring objective of Jews.
The Importance of Ancient Israel
The Israelites left an extraordinary religious and ethical legacy. They were some of the first monotheists, worshipping a single god, whom they referred to as Yahweh. Their religious texts from the ancient world, including the Hebrew Scriptures, served as the foundational texts of Judaism. The Hebrew Scriptures were also the basis of the Christian Old Testament, and Islam (see Chapter 9) recognizes parts of the scriptures as divine revelations. There were other, widespread religious influences as well. For example, Christians (see chapters 7 and 8) and Muslims consider many of the figures, including Abraham, Moses, and David, and teachings, like the Ten Commandments, from the Hebrew Scriptures to be very important. Furthermore, the Hebrew Scriptures contained the idea that everyone, regardless of status, was bound to obey the law.
The United Kingdom of Israel was a “golden age,” associated with the creation of a unified, wealthy state with its new capital in Jerusalem. This civilization had well-developed religious traditions, political power vested in a king, monumental architecture, and administrative innovations. It also maintained a strong military, multiple tributary states, long-distance trade networks, and well-established diplomatic relationships with foreign states.
The Ancient Middle East and North Africa: A Summary
Between about 4000 and 3000 BCE, civilizations emerged in the fertile river valleys of Mesopotamia and Northeast Africa. These civilizations had common elements, including ood surpluses, higher population densities, social stratification, systems of taxation, labor specialization, regular trade, and written scripts.
In areas adjacent to the Tigris and Euphrates Rivers, Mesopotamians built city-states by 3500 BCE. While Sumerian traditions influenced developments throughout the region, other cities emerged and re ned their own institutions and beliefs. Archaeological finds and records in the cuneiform script show the significance of the temple complex and religious leaders throughout Mesopotamia. Kingship, with hereditary rulers who claimed control over multiple city-states and special relationships with the gods, was just one significant political innovation in the region. History credits Sargon of Akkad with founding the first empire in Mesopotamia. Thereafter, a succession of empires rose and fell, demonstrating the dynamic nature of Mesopotamian societies.
According to Hebrew Tradition, Abraham led his followers from the city of Ur in Mesopotamia and they eventually settled in the Levant. Several generations later, according to Hebrew Tradition, the Israelites went to Egypt where they suffered persecution and enslavement, until Moses liberated them. Upon their return to Canaan, the Israelites built kingdoms just prior to 1000 BCE. Their kingdoms formed complex administrations and were uni ed by powerful kings, such as the well- known King Solomon. Historians also recognize countless other contributions made by the Israelites, especially as regards monotheistic religious traditions and western understandings of justice.
The unification of Egypt in approximately 3100 BCE evidenced the emergence of one civilization in Northeast Africa. In Nubia to the south of Egypt, Africans built another civilization with the kingdoms of Kerma and Kush. The people in each of these civilizations made good use of the agriculturally productive floodplains of the Nile River. Egypt and the kingdoms in Nubia influenced one another; they traded and intermittently claimed control over each other’s territory. While we may be more familiar with the pharaohs, pyramids, and religious beliefs of ancient Egypt, Nubians made their own contributions, like the Merotic script and unique architectural styles, to World History.
While the empire of the Assyrians and the New Babylonian Empire would unified more of the land under the control of one state than any previous power, to the east lay the Persians. The Persians, under the Achaemenid Dynasty, would begin the long process of tying together the worlds of the Middle East, North Africa, and the Mediterranean. At the same time, the Greek world was continuing to develop. These two civilizations would soon be on a collision course.
The Greek World: The Archaic Period and the Persian Wars
The story of the Greek world in the Dark Ages (see Chapter 3) could mostly be described as a story of fragmentation. With a few exceptions, individual sites had limited contact with each other. The Archaic period, however, appears to have been a time of growing contacts and connections between di erent parts of mainland Greece. Furthermore, it was a time of expansion, as the establishment of overseas colonies and cities brought the Greeks to Italy and Sicily in the West, and Asia Minor and the Black Sea littoral in the East. Furthermore, while Greeks in the Archaic period saw themselves as citizens of individual city-states, this period also witnessed the rise of a Pan-Hellenic identity, as all Greeks saw themselves connected by virtue of their common language, religion, and Homeric values. This Pan-Hellenic identity was ultimately cemented during the Greco-Persian Wars: two invasions of Greece by the Persian Empire at the end of the Archaic period.
Rise of the Hoplite Phalanx and the Polis
A Corinthian vase, known today as the Chigi Vase, made in the mid-seventh century BCE, presents a tantalizing glimpse of the changing times from the Dark Ages to the Archaic Period. Taking up much of the decorated space on the vase is a battle scene. Two armies of warriors with round shields, helmets, and spears are facing each other and appear to be marching in formation towards each other in preparation for attack.
Modern scholars largely consider the vase to be the earliest artistic portrayal of the hoplite phalanx, a new way of fighting that spread around the Greek world in the early Archaic Age and that coincided with the rise of another key institution for subsequent Greek history: the polis, or city-state. From the early Archaic period to the conquest of the Greek world by Philip and Alexander in the late fourth century BCE (see Chapter 6), the polis was the central unit of organization in the Greek world.
While warfare in the Iliad consisted largely of duels between individual heroes, the hoplite phalanx was a new mode of fighting that did not rely on the skill of individuals. Rather, it required all soldiers in the line to work together as a whole. Armed in the same way – with a helmet, spear, and the round shield, the hoplon, which gave the hoplites their name – the soldiers were arranged in rows, possibly as much as seven deep. Each soldier carried his shield on his left arm, protecting the left side of his own body and the right side of his comrade to the left. Working together as one, then, the phalanx would execute the othismos (a mass shove) during battle, with the goal of shoving the enemy phalanx off the battlefield.
Historians do not know which came into existence first, the phalanx or the polis, but the two clearly reflect a similar ideology. In fact, the phalanx could be seen as a microcosm of the polis, exemplifying the chief values of the polis on a small scale. Each polis was a fully self-sufficient unit of organization, with its own laws, definition of citizenship, government, army, economy, and local cults. Regardless of the differences between the many poleis (the plural of “polis”) in matters of citizenship, government, and law, one key similarity is clear: the survival of the polis depended on the dedication of all its citizens to the collective well-being of the city-state. This dedication included service in the phalanx. As a result, citizenship in most Greek city-states was closely connected to military service, and women were excluded from citizenship. Furthermore, since hoplites had to provide their own armor, these citizen-militias effectively consisted of landowners. This is not to say, though, that the poorer citizens were entirely excluded from serving their city. One example of a way in which they may have participated even in the phalanx appears on the Chigi Vase. Marching between two lines of warriors is an unarmed man, playing a double-reed flute (seen on the right end of the top band in the above image). Since the success of the phalanx depended on marching together in step, the flute-player’s music would have been essential to ensure that everyone kept the same tempo during the march.
One theory modern scholars have proposed for the rise of the polis connects the locations of the city-states to known cult-sites. The theory argues that the Greeks of the Archaic period built city-states around these precincts of various gods in order to live closer to them and protect them. While impossible to know for sure if this theory or any other regarding the rise of the polis is true, the building of temples in cities during the Archaic period shows the increasing emphasis that the poleis were placing on religion.
It is important to note that Greek religion seems to have been, at least to some extent, an element of continuity from the Bronze Age to the Archaic period and beyond. The important role that the gods play in the Homeric epics attests to their prominence in the oral tradition, going back to the Dark Ages. Furthermore, names of the following major gods worshipped in the Archaic period and beyond were found on the deciphered Linear B tablets: Zeus, king of the gods and god of weather, associated with the thunderbolt; Hera, Zeus’ wife and patroness of childbirth; Poseidon, god of the sea; Hermes, messenger god and patron of thieves and merchants; Athena, goddess of war and wisdom and patroness of women’s crafts; Ares, god of war; Dionysus, god of wine; and the twins Apollo, god of the sun and both god of the plague and a healer, and Artemis, goddess of the hunt and the moon. All of these gods continued to be the major divinities in Greek religion for its duration, and many of them were worshipped as patron gods of individual cities, such as Artemis at Sparta, and Athena at Athens.
While many local cults of even major gods were truly local in appeal, a few local cults achieved truly Pan-Hellenic appeal.
Drawing visitors from all over the Greek world, these Pan-Hellenic cults were seen as belonging equally to all the Greeks. One of the most famous examples is the cult of Asclepius at Epidaurus. Asclepius, son of Apollo, was a healer god, and his shrine at Epidaurus attracted the pilgrims from all over the Greek world. Visitors suffering from illness practiced incubation, that is, spending the night in the temple, in the hopes of receiving a vision in their dreams suggesting a cure. In gratitude for the god’s healing, some pilgrims dedicated casts of their healed body parts. Archaeological ndings include a plentitude of ears, noses, arms, and feet.
Starting out as local cults, several religious festivals that included athletic competitions as part of the celebration also achieved Pan-Hellenic prominence during the Archaic period. The most in uential of these were the Olympic Games. Beginning in 776 BCE, the Olympic Games were held in Olympia every four years in honor of Zeus; they drew competitors from all over the Greek world, and even Persia. The Pan-Hellenic appeal of the Olympics is signified by the impact that these games had on Greek politics: for instance, a truce was in effect throughout the Greek world for the duration of each Olympics. In addition, the Olympics provided a Pan-Hellenic system of dating events by Olympiads or four-year cycles.
Finally, perhaps the most politically influential of the Pan-Hellenic cults was the oracle of Apollo at Delphi, established sometime in the eighth century BCE. Available for consultation only nine days a year, the oracle spoke responses to the questions asked by inquirers through a priestess, named the Pythia. The Pythia’s responses came in the form of poetry and were notoriously difficult to interpret. Nevertheless, city-states and major rulers throughout the Greek world considered it essential to consult the oracle before embarking on any major endeavor, such as war or founding a colony.
Maritime Trade and Colonization
The historian Herodotus records that sometime c. 630 BCE, the king of the small island of Thera traveled to Delphi to offer a sacrifice and consult the oracle on a few minor points. To his surprise, the oracle’s response had nothing to do with his queries. Instead, the Pythia directed him to found a colony in Libya, in North Africa. Having never heard of Libya, the king ignored the advice. A seven- year drought ensued, and the Therans felt compelled to consult the oracle again. Receiving the same response as before, they finally sent out a group of colonists who eventually founded the city of Cyrene.
While this story may sound absurd, it is similar to other foundation stories of Greek colonies and emphasizes the importance of the Delphic oracle. At the same time, though, this story still leaves open the question of motive: why did so many Greek city-states of the Archaic period send out colonies to other parts of the Greek world? Archaeology and foundation legends, such as those recorded by Herodotus, suggest two chief reasons: population pressures along with shortage of productive farmland in the cities on mainland Greece, and increased ease of trade that colonies abroad facilitated. In addition to resolving these two problems, however, the colonies also had the unforeseen impact of increasing interactions of the Greeks with the larger Mediterranean world and the ancient Near East. These interactions are visible, for instance, in the so-called Orientalizing style of art in the Archaic period, a style the Greeks borrowed from the Middle East and Egypt.
The Archaic Greeks were not the only people establishing colonies in the Mediterranean during this period. The Phoenicians, who originally hailed from Phoenicia on the eastern Mediterranean coast, had been active in manufacturing purple dyed cloth (the name “Phoenicia,” in fact, originates from the Greek for “Purple Land”) and trade through out the ancient middle east throughout the Bronze Age. The Phoenicians established trading outposts across northern Africa and southern Europe, as shown on the map above. The colonial outposts and trading routes of the Greeks and Phoenicians helped establish a vibrant commercial network across the Mediterranean. As we will see later, however, the presence of Greek colonies in Asia Minor also played a major role in bringing about the Greco-Persian Wars. The Phoenicians also contributed to the development of the Greek world through the spread of their written alphabet, which served as source for the Greek letters that emerged during this time.
Aristocracy, Democracy, and Tyranny in Archaic Greece
Later Greek historians, including Herodotus and Thucydides, noted a certain trend in the trajectory of the history of most Greek poleis: most city-states started out with a monarchical or quasi-monarchical government. Over time the people gained greater representation, and an assembly of all citizens had at least some degree of political power—although some degree of strife typically materialized between the aristocrats and the poorer elements. Taking advantage of such civic conflicts, tyrants came to power in most city-states for a brief period before the people banded together and drove them out, thenceforth replacing them with a more popular form of government.
Many modern historians are skeptical about some of the stories that the Greek historians tell about origins of some poleis; for instance, it is questionable whether the earliest Thebans truly were born from dragon teeth. Similarly, the stories about some of the Archaic tyrants seem to belong more to the realm of legend than history. Nevertheless, the preservation of stories about tyrants in early oral tradition suggests that city-states likely went through periods of turmoil and change in their form of government before developing a more stable constitution. Furthermore, this line of development accurately describes the early history of Athens, the best-documented polis.
In the early Archaic period, Athens largely had an aristocratic constitution. Widespread debt- slavery, however, caused significant civic strife in the city and led to the appointment of Solon as lawgiver for the year 594/3 BCE, specifically for the purpose of reforming the laws. Solon created a more democratic constitution and also left poetry documenting justifications for his reforms—and different citizens’ reactions to them. Most controversial of all, Solon instituted a one-time debt-forgiveness, seisachtheia, which literally means “shaking off .” He proceeded to divide all citizens into five classes based on income, assigning a level of political participation and responsibility commensurate with each class. Shortly after Solon’s reforms, a tyrant, Peisistratus, illegally seized control of Athens and remained in power off and on from 561 to 527 BCE. Peisistratus seems to have been a reasonably popular ruler who had the support of a significant portion of the Athenian population. His two sons, Hippias and Hipparchus, however, appear to have been less well-liked. Two men, Harmodius and Aristogeiton, assassinated Hipparchus in 514 BCE; then in 508 BCE, the Athenians, with the help of a Spartan army, permanently drove out Hippias. In subsequent Athenian history, Harmodius and Aristogeiton were considered heroes of the democracy and celebrated as tyrannicides (a term for someone who kills a tyrant).
Immediately following the expulsion of Hippias, Athens underwent a second round of democratic reforms, led by Cleisthenes. The Cleisthenic constitution remained in effect, with few changes, until the Macedonian conquest of Athens in the fourth century BCE and is considered to be the Classical Athenian democracy (illustrated in the chart above). Central to the democracy was the participation of all citizens in two types of institutions: the ekklesia, an assembly of all citizens, which functioned as the chief deliberative body of the city; and the law-courts, to which citizens were assigned by lot as jurors. Two chief offices, the generals and the archos, ruled over the city and were appointed for one-year terms. Ten generals were elected annually by the ekklesia for the purpose of leading the Athenian military forces. Finally, the leading political offce each year, the nine archons, were appointed by lot from all eligible citizens. While this notion of appointing the top political leaders by lot may seem surprising, it exemplifies the Athenians’ pride in their democracy and their desire to believe that, in theory at least, all Athenian citizens were equally valuable and capable of leading their city-state.
Developing in a very different manner from Athens, Sparta was seen by other Greek poleis as a very distinct sort of city from the rest. Ruled from an early period by two kings – one from each of the two royal houses that ruled jointly – Sparta was a true oligarchy, in which the power rested in its gerousia, a council of thirty elders, whose number included the two kings. While an assembly of all citizens existed as well, its powers were much more limited than were those of the Athenian assembly. Yet because of much more restrictive citizenship rules, Spartan assembly of citizens would have felt as a more selective body, as the chart below illustrates.
A crucial moment in Spartan history was the city’s conquest of the nearby region of Messenia in the eighth century BCE. The Spartans annexed the Messenian territory to their own and made the Messenians helots. While the helots could not be bought or sold, they were permanently tied to the land in a status akin to medieval European serfs. The availability of helot labor allowed the Spartans from that point on to focus their attention on military training. This focus transformed Sparta into the ultimate military state in the Greek world, widely respected by the other Greek poleis for its military prowess. Other Greeks were fascinated by such Spartan practices as the communal bringing up of all children apart from their parents and the requirement that all Spartan girls and women, as well as boys and men, maintain a strict regimen of exercise and training.
But while Athens and Sparta sound like each other’s diametrical opposites, the practices of both poleis ultimately derived from the same belief that all city-states held: that, in order to ensure their city’s survival, the citizens must place their city-state’s interests above their own. A democracy simply approached this goal with a di erent view of the quali cations of its citizens than did an oligarchy.
A final note on gender is necessary, in connection with Greek city-states’ definitions of citizenship. Only children of legally married and freeborn citizen parents could be citizens in most city-states. Women had an ambiguous status in the Greek poleis. While not full- edged citizens themselves, they produced citizens. This view of the primary importance of wives in the city as the mothers of citizens resulted in diametrically opposite laws in Athens and Sparta, showing the different values that the respective cities emphasized. In Athens, if a husband caught his wife with an adulterer in his home, the law allowed the husband to kill said adulterer on the spot. The adultery law was so harsh precisely because adultery put into question the citizenship status of potential children, thereby depriving the city of future citizens. By contrast, Spartan law allowed an unmarried man who wanted offspring to sleep with the wife of another man, with the latter’s consent, specifically for the purpose of producing children. This law refects the importance that Sparta placed on producing strong future soldiers as well as the communal attitude of the city towards family and citizenship.
The Greco-Persian Wars
Despite casting their net far and wide in founding colonies, the Greeks seem to have remained in a state of relatively peaceful coexistence with the rest of their Mediterranean neighbors until the sixth century BCE.
In the mid-sixth century BCE, Cyrus, an ambitious king of Persia, embarked on a swift program of expansion, ultimately consolidating under his rule the largest empire of the ancient world and earning for himself the title “Cyrus the Great.”
Cyrus (c. 600 to 530 BCE) began the process of expanding his Persian state around 550 BCE, rebelling against the Medes and beginning a series of conquests of Middle Eastern kingdoms, culminating with his defeat of the New Babylonian Empire in 539 BCE. Cyrus and his successors not only conquered vast amounts of territory, but administered it in ways that differed from the earlier empires in the region. For example, to build support for his regime, Cyrus presented himself as a liberator to peoples such as the Israelites who had been taken from their homeland by the Babylonians. He allowed the Israelites (like other peoples) to return to their homeland and practice their customs as long as they remained loyal to Achaemenid political rule.
The Empire was organized into geographical divisions called “satrapies,” with a governor (or Satrap) administering each one. Each satrapy had subordinate officials who dealt with law and order, record keeping, tax collection, and other details of government. The Persian government placed a great deal of emphasis on infrastructure and well-built and maintained roads (such as the Royal Road shown on the map above) ensured relatively rapid transport and communication.
The Achaemenid Empire bordered the area of Asia Minor that had been previously colonized by the Greeks. This expansion of the Persian Empire brought the Persians into direct conflict with the Greeks and became the origin of the Greco-Persian Wars, the greatest military conflict the Greek world had known up until that point.
Over the second half of the sixth century, the Persians had taken over the region of Asia Minor, also known as Ionia, installing as rulers of these Greek city-states tyrants loyal to Persia. In 499 BCE, however, the Greek city-states in Asia Minor joined forces to rebel against the Persian rule. Athens and Eretria sent military support for this Ionian Revolt, and the rebelling forces marched on the Persian capital of Sardis and burned it in 498 BCE, before the revolt was finally subdued by the Persians in 493 BCE.
Seeking revenge on Athens and Eretria, the Persian king Darius launched an expedition in 490 BCE.
Darius’ forces captured Eretria in mid-summer, destroyed the city, and enslaved its inhabitants. Sailing a short distance across the bay, the Persian army then landed at Marathon. The worried Athenians sent a plea for help to Sparta. The Spartans, in the middle of a religious festival, refused to help. So, on September 12, 490 BCE, the Athenians, with only a small force of Plataeans helping, faced the much larger Persian army in the Battle of Marathon. The decisive Athenian victory showed the superiority of the Greek hoplite phalanx and marked the end of the first Persian invasion of Greece. Furthermore, the victory at Marathon, which remained a point of pride for the Athenians for centuries after, demonstrated to the rest of the Greeks that Sparta was not the only great military power in Greece.
Darius died in 486 BCE, having never realized his dream of revenge against the Greeks. His son, Xerxes, however, continued his father’s plans and launched in 480 BCE a second invasion of Greece, with an army so large that, as the historian Herodotus claims, it drank entire rivers dry on its march. The Greek world reacted in a much more organized fashion to this second invasion than it did to the first. Led by Athens and Sparta, some seventy Greek poleis formed a sworn alliance to fight together against the Persians. This alliance, the first of its kind, proved to be the key to defeating the Persians as it allowed the allies to split forces strategically in order to guard against Persian attack by both land and sea. The few Greek city-states who declared loyalty to the Persian Empire instead–most notably, Thebes–were seen as traitors for centuries to come by the rest of the Greeks.
Marching through mainland Greece from the north, the Persians first confronted the Spartans at the Battle of Thermopylae, a narrow mountain pass that stood in the way of the Persians’ accessing any point south. In this now-legendary battle, 300 Spartans, led by their king Leonidas, successfully defended the pass for two days before being betrayed by a local who showed a roundabout route to the Persians. The Persians then were able to outflank the Spartans and kill them to the last man. This battle, although a loss for the Greeks, bought crucial time for the rest of the Greek forces in preparing to face the Persians. It is also important to note that although the Spartans were considered even in the ancient world to be the heroes of Thermopylae, they were also accompanied by small contingents from several other Greek city-states in this endeavor.
The victory at Thermopylae fulfilled the old dream of Darius, as it allowed access to Athens for the Persians. The Athenian statesman Themistocles, however, had ordered a full evacuation of the city in advance of the Persian attack through an unusual interpretation of a Delphic oracle stating that wooden walls will save Athens. Taking the oracle to mean that the wooden walls in question were ships, Themistocles built a massive fleet which he used to send all of the city’s inhabitants to safety. His gamble proved to be successful, and the Persians captured and burned a mostly empty city.
The Athenians proceeded to defeat the Persian fleet at the Battle of Salamis, off the coast of Athens, thus shortly before winter turning the tide of the war in favor of the Greeks. Finally, in June of 479 BCE, the Greek forces were able to strike the two final blows, defeating the Persian land and sea forces on the same day in the Battle of Plataea on land and the Battle of Mycale on sea. The victory at Mycale also resulted in a second Ionian revolt, which this time ended in a victory for the Greek city-states in Asia Minor. Xerxes was left to sail home to his diminished empire.
It is difficult to overestimate the impact of the Greco-Persian Wars on subsequent Greek history. Seen by historians as the end-point of the Archaic Period, the Greco-Persian Wars cemented Pan-Hellenic identity, as they saw cooperation on an unprecedented scale among the Greek city-states. In addition, the Greco-Persian Wars showed the Greek military superiority over the Persians on both land and sea. Finally, the wars showed Athens in a new light to the rest of the Greeks. As the winners of Marathon in the first invasion and the leaders of the navy during the second invasion, the Athenians emerged from the wars as the rivals of Sparta for military prestige among the Greeks. This last point, in particular, proved to be the most influential for Greek history in the subsequent period.
The Later Vedic Age (1000-600 BCE)
During the early centuries of the Vedic Age (see Chapter 3), the world of the Aryan tribes was the rural setting of the Punjab. Some settlers, however, migrated east to the upper reaches of the Ganges River, setting the stage for the next period in India’s history, the later Vedic Age. The later Vedic Age di ers from the early Vedic Age in that during these centuries lands along the Ganges River were colonized by the Aryans and their political, economic, social, and religious life became more complex.
Over the course of these four centuries, Aryan tribes, with horses harnessed to chariots and wagons drawn by oxen, drove their herds east, migrating along and colonizing the plains surrounding the Ganges. Historians debate whether this happened through conquest and warfare or intermittent migration led by traders and people seeking land and opportunity. Regardless, by 600 BCE the Aryans had reached the lower reaches of the Ganges and as far south as the Vindhya Range and the Deccan Plateau. Most of northern India would therefore be shaped by the Aryan way of life. But in addition, as they moved into these areas, the Aryans encountered indigenous peoples and interacted with them, eventually imposing their way of life on them but also adopting many elements of their languages and customs.
During this time, agriculture became more important and occupations more diverse. As the lands were cleared, village communities formed. Two new resources made farming more productive: iron tools and rice. Implements such as iron axes and ploughs made clearing wilderness and sowing elds easier, and rice paddy agriculture produced more calories per unit of land. Consequently, population began to grow and people could more easily engage in other occupations. By the end of this period, the earliest towns had started to form.
Political changes accompanied economic developments. Looking ahead at sixth-century northern India, the landscape was dominated by kingdoms and oligarchies. That raises the question of the origins of these two di erent kinds of states, where di erent types of central authority formally governed a de ned territory. Clearly, these states began to emerge during the later Vedic Age, especially after the eighth century.
Prior to this state formation, chiefs (rajas) and their assemblies, with the assistance of priests, saw to the well-being of their clans. This clan-based method of governing persisted and evolved into oligarchies. As the Aryans colonized new territory, clans or confederacies of clan would claim it as their possession, and name it after the ruling family. The heads of clan families or chiefs of each clan in a confederacy then jointly governed the territory by convening periodically in assembly halls. A smaller group of leaders managed the deliberations and voting, and carried out the tasks of day-to-day governing. These kinds of states have been called oligarchies because the heads of the most powerful families governed. They have also been called republics because these elites governed by assembly.
But in other territories clan chiefs became kings. These kings elevated themselves over kinsmen and the assemblies and served as the pivot of an embryonic administrative system. Their chief priests conducted grand rituals that demonstrated the king’s special relation with the gods, putting the people in awe of him and giving them the sense that they would be protected. Treasurers managed the obligatory gifts kings expected in return. Most importantly, kingship became hereditary, and dynasties started to rule.
Society changed too. In earlier times, Aryan society was organized as a fluid three-class social structure consisting of priests, warriors, and commoners. But during the later Vedic Age, this social structure became more hierarchical and rigid. A system for classifying people based on broad occupational categories was developed by the religious and political leaders in society. These categories are known as varnas, and there were four of them: Brahmins, Kshatriya, Vaishya, and Shudra. The Brahmins were the priests, whose duty was to memorize and orally transmit the Vedas and perform sacrifices so as to maintain good relations with the gods. The Kshatriya were the chiefs and warriors, whose duty was to govern well and fight. The Vaishya were commoners who traded and farmed. They were responsible for society’s material prosperity. The Shudras were servants who labored for others, usually as artisans or by performing menial tasks.
Varnas became hereditary social classes. That means a person was born into one of these and usually remained there for life, pursuing an occupation included in and marrying someone belonging to that varna. Varna has also been translated as ritual status. Your varna determined how pure or polluted you were, and thus what level of participation in rituals you would be allowed and also who you could associate with. Varna thus de ned a social hierarchy. The Brahmins were the purest and most honored. Warriors were respected for their leadership and supported the Brahmins, who a rmed their authority by carrying out royal ceremonies. Together, they dominated society. The Shudras (servants) were the most polluted and could not participate in any sacrifice or speak freely to members of other varnas. Over time, this way of organizing society came to be viewed as normal and natural.
During the later Vedic Age, the religion of the Aryans also developed in new directions. As one of the world’s major religious traditions, Hinduism is multi-faceted and contains many layers of historical development. The earliest layer is called Brahmanism. Brahmanism begins with the Rig Veda, which presents a universe controlled by a host of divinities. During the early Vedic Age, the Aryans explained the world through myths about these higher powers, and their priests sought to in uence them through sacrificial ceremonies. These priests become the Brahmin varna.
This early layer persisted and became even more elaborate. Three new Vedas were added to the Rig Veda, as well as two sets of texts called Brahmanas and Upanishads. Combined, this literature, which was composed in Sanskrit, constituted the full Vedic corpus, and became the preserve of the Brahmins.
The Brahmins weren’t content with the 1028 hymns of the Rig Veda. Later Vedas set the hymns to music, added prose formulas that were to be uttered in the course of sacri cing to the divinities, and o ered spells and incantations for achieving such goals as warding o disease and winning a battle. The Brahmanas were primarily handbooks of ritual for the Brahmins. They explained the meaning of the sacrifices and how to carry them out. Clearly, the Brahmins were becoming ever more conscious of their role in keeping the universe in good working order by pleasing and assisting the gods and consecrating kings. Their sacri cial observances became all the more elaborate, and an essential component of good kingship.
The Upanishads, however, added an entirely new set of ideas. The title means “sitting near” and points to a setting where sages conveyed spiritual insights to students through dialogue, stories, and analogies. The Upanishads are records of what was taught and discussed, the earliest dating to the eighth and seventh centuries BCE. These sages were likely hermits and wanderers who felt spiritually dissatisfied with the mythological and ritualistic approach of Brahmanism. Rather, they sought deeper insight into the nature of reality, the origins of the universe, and the human condition. The concepts that appear throughout these records of the outcome of their search are brahman (not to be confused with Brahmins), atman, transmigration, and karma.
According to these sages, human beings face a predicament. The universe they live in is created and destroyed repeatedly over the course of immense cycles of time, and humans wander through it in an endless succession of deaths and rebirths. This wandering is known as transmigration, a process that isn’t random, but rather determined by the law of karma. According to this law, good acts bring a better rebirth, and bad acts a worse one. It may not happen in this lifetime, but one day virtue will be rewarded and evil punished.
Ultimately, however, the goal is to be liberated from the cycle of death and rebirth. According to Hindu traditions, the Upanishads reflect spiritual knowledge that was revealed to sages who undertook an inward journey through withdrawal from the world and meditation. What they discovered is that one divine reality underlies the universe. They called this ultimate reality brahman. They also discovered that deep within the heart of each person lies the eternal soul. They called this soul atman. Through quieting the mind and inquiry, the individual can discover atman and its identity with brahman: the soul is the divine reality. That is how a person is liberated from the illusion of endless wandering.
In conclusion, by the end of the Vedic Age, northern India had undergone immense changes. An Aryan civilization emerged and spread across the Indo-Gangetic Plains. This civilization was characterized by the Brahmin’s religion (Brahmanism), the use of Sanskrit, and the varna social system. The simpler rural life of the clans of earlier times was giving way to the formation of states, and new religious ideas were being added to the evolving tradition known today as Hinduism.
States and Cities in South Asia
The sixth century begins a transitional period in India’s history marked by important developments. Some of these bring to fruition processes that gained momentum during the late Vedic Age. Out of the hazy formative stage of state development, sixteen powerful kingdoms and oligarchies emerged. By the end of this period, one will dominate. Accompanying their emergence, India entered a second stage of urbanization, as towns and cities become a prominent feature of northern India. Other developments were newer. The caste system took shape as an institution, giving Indian society one of its most distinctive traits. Later, new religious ideas were put forward that challenged the dominance of Brahmanism (see Chapter Five).
The kingdom of Magadha became the most powerful among the sixteen states that dominated this transitional period, but only over time. At the outset, it was just one of eleven located up and down the Ganges River. The rest were established in the older northwest or central India. In general, larger kingdoms dominated the Ganges basin while smaller clan-based states thrived on the periphery. They all fought with each other over land and resources, making this a time of war and shifting alliances.
The victors were the states that could field the largest armies. To do so, rulers had to mobilize the resources of their realms. The Magadhan kings did this most effectively. Expansion began in 545 BCE under King Bimbisara. His kingdom was small, but its location to the south of the lower reaches of the Ganges River gave it access to fertile plains, iron ore, timber, and elephants. Governing from his inland fortress at Rajagriha, Bimbisara built an administration to extract these resources and used them to form a powerful military. After concluding marriage alliances with states to the north and west, he attacked and defeated the kingdom of Anga to the east. His son Ajatashatru, after killing his father, broke those alliances and waged war on the Kosala Kingdom and the Vrijji Confederacy. Succeeding kings of this and two more Magadhan dynasties continued to conquer neighboring states down to 321 BCE, thus forging an empire. But its reach was largely limited to the middle and lower reaches of the Ganges River.
To the northwest, external powers gained control. As we have seen, the mountain ranges defining that boundary contain passes permitting the movement of peoples. This made the northwest a crossroads, and, at times, the peoples crossing through were the armies of rulers who sought to control the riches of India. Outside powers located in Afghanistan, Iran, or beyond might extend political control into the subcontinent, making part of it a component in a larger empire. One example is the Persian Empire, which extended as far east as the Indus River, incorporating parts of northwest India as satrapies.
As the population of northern India rose and the landscape was dotted with more villages, towns, and cities, society became more complex. The social life of a Brahmin priest who served the king differed from that of a blacksmith who belonged to a town guild, a rich businessman residing in style in a city, a wealthy property owner, or a poor agricultural laborer living in a village. Thus, the social identity of each member of society differed.
In ancient India, one measure of identity and the way people imagined their social life and how they fit together with others was the varna system of four social classes. Another was caste. Like the varnas, castes were hereditary social classifications; unlike them, they were far more distinct social groups. The four-fold varna system was more theoretical and important for establishing clearly who the powerful spiritual and political elites in society were: the Brahmins and Kshatriya. But others were more conscious of their caste. There were thousands of these castes, known in South Asia as Jati, and each was defined by occupation, residence, marriage, customs, and language. In other words, because “I” was born into such-and-such a caste, my role in society is to perform this kind of work. “I” will be largely con ned to interacting with and marrying members of this same group. Our caste members reside in this area, speak this language, hold these beliefs, and are governed by this assembly of elders. “I” will also be well aware of who belongs to other castes, and whether or not “I” am of a higher or lower status in relation to them, or more or less pure. On that basis, “I” may or may not be able, for instance, to dine with them. That is how caste, or Jati defined an individual’s life.
The lowest castes were the untouchables. These were peoples who engaged in occupations considered highly impure, usually because they were associated with taking life; such occupations include corpse removers, cremators, and sweepers. So those who practiced such occupations were despised and pushed to the margins of society. Because members of higher castes believed touching or seeing them was polluting, untouchables were forced to live outside villages and towns, in separate settlements.
The Western Zhou Dynasty (1046-771 BCE)
After the Xia and Shang, the next major dynasty in Chinese history is the Zhou Dynasty (1045 – 256 BCE). In 1046 BCE, a Zhou king overthrew the last Shang ruler and established control over much of north China. In the early centuries of Zhou rule, during the Western Zhou (1046 – 771 BCE), Zhou kings dispatched kinsmen to territories he granted to them. These nobles were allowed to rule their own lands hereditarily, so long as they observed certain obligations to their king.
In the eleventh century BCE, the Zhou state was a minor power on the western periphery of the Shang realm, located along the Wei [way] River. In 1059, upon witnessing five planets align, the Zhou ruler declared himself king and proceeded to engage in military conquests that made his kingdom a regional power to be reckoned with. This was King Wen (“Cultured King”), a ruler revered as the founder of the Zhou dynasty. But it was his son King Wu (“Martial King”) who brought down the Shang Dynasty. He assumed the throne upon his father’s death and, in 1046, led three-hundred chariots and 45,000 foot soldiers equipped with bronze armor and pole-mounted dagger-axes to a location just outside the Shang capital, where he met with and decisively defeated the last Shang king and his army.
King Wu then returned to his capital in the Wei River Valley, where he passed away in 1043 BCE. His young son took the throne, but was placed under the regency of Wu’s capable brother, the Duke of Zhou. Now, the Zhou royal court was faced with the task of governing newly conquered territory, including the former lands of the Shang Dynasty. The king and his regent did so by implementing three policies. First, they established a secondary capital farther east at Luoyang [pronounced low-yawng], closer to the North China Plain. Second, they issued proclamations explaining to conquered peoples why they should accept Zhou rule. According to the Duke of Zhou, Heaven had decreed that Shang kings must fall and Zhou rulers should replace them. The Shang dynasty had begun with wise and benevolent rulers, but later kings were cruel and incompetent, and failed to see to the well-being of their subjects. Thus, a dynasty once sanctioned by Heaven had lost this sanction; now, Heaven had called upon Zhou rulers to overthrow the Shang dynasty and initiate a new era of just rule. This political theory, which is known as the Mandate of Heaven, would also be used by founders of later dynasties to justify their actions, as well as by theorists to explain the rise and fall of dynasties.
The third policy the Zhou court adopted was to dispatch royal kinsmen to strategically critical locations for the purpose of establishing colonies. At their royal palaces, Zhou kings conducted ceremonies of investiture during which they sacri ced to Heaven and the spirits of deceased ancestors, held banquets, and then bestowed noble titles and grants of land upon members of the royal family and relatives by marriage. Large bronzes were cast to commemorate these occasions.
These lords– dukes, marquis, earls, and barons–then took their families, contingents of soldiers, and emblems of nobility to the granted territory and set up palaces and ancestral temples in walled towns. From there, these illustrious lineages governed a predominantly rural population of farmers living in villages where life was not easy. Living in hovels and with little opportunity to leave their lord’s manors, these farmers were required to work his lands and also to submit a portion of the harvest from their own small farms.
Historians call this method of governing Zhou kinship feudalism. Feudalism generally describes a political and economic system characterized by fragmented authority, a set of obligations (usually of a military nature) between lords and vassals, and grants of land (“fiefs”) by rulers in exchange for some type of service. Indeed, Zhou kings granted land and noble titles to kinsmen in exchange for obedience, periodic visits to the king’s palace, tribute, and military support. However, aside from the presence of royal overseers, a hereditary lord enjoyed relative sovereignty in his own domain. The glue that held the Zhou feudal order together was deference to the king and his Mandate and reverence for their shared history–including, most importantly, the deceased spirits of their related ancestors.
Over time, however, Zhou kinship feudalism failed to function as intended by the founding rulers. In brief, Zhou kings’ ability to control the noble lords diminished over time, and their prestige suffered accordingly. There were two principal reasons for this. First, ties of kinship so crucial to the founding of Zhou lost their meaning over time. In later generations, lords simply became more interested in and identified with their own territories, and they had little sense of solidarity with what were at best distant cousins ruling neighboring feudal states. Hence, it is hardly surprising that histories inform us that the many lords ceased to pay visits to the king’s court. Second, Zhou kings were unable to impose their will on feuding feudal lords and were even defeated by them in several military campaigns. In 771 BCE, for instance, King You [yo] was attacked by the allied forces of the lord of Shen and tribal peoples residing out west. The capital was sacked, and he was killed. Other states came to the rescue, relocating the king’s son, Prince Ping, to the eastern capital at Luoyang. Zhou kings would remain there for the next five hundred years, during the period called the Eastern Zhou.
Works Consulted and Further Reading
Baden, Joel. The Historical Hero: the Real Life of an Invented Hero. New York: Harper One, 2014.
Dever, William. The Lives of Ordinary People in Ancient Israel: Where Archaeology and the Bible Intersect. Grand Rapids, MI: William B. Eerdman’s Publishing Company, 2012.
Guisepi, Robert (ed). “Civilization of the Hebrews: Along the Banks of the Rivers.” World History International. http://history-world.org/Hebrews.htm
Hawkins, Ralph. How Israel Became a People. Nashville, TN: Abingdon Press, 2013.
Milstein, Mati. “King Solomon’s Wall Found – Proof a Bible Tale?” National Geographic (Feb. 2010): http://news.nationalgeographic.com/news/2010/02/100226-king-solomon-wall-jerusalem-bible/
Afolayan, Funso. “Civilizations of the Upper Nile and North Africa.” In Africa, Volume 1: African History Before 1885. Toyin Falola (ed.) (73-108) Durham, North Carolina: Carolina Academic Press, 2000.
British Museum. “The Wealth of Africa: The Kingdom of Kush.” Student Worksheets. www.britishmuseum.org
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The Greek World
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de Polignac, François. Cults, Territory, and the Origins of the Greek City-State. Chicago: University of Chicago Press, 1995.
Pomeroy, Sarah, Stanley Burstein, Walter Donlan, Jennifer Tolbert Roberts, and David Tandy. Ancient Greece: A Political, Social, and Cultural History. Oxford: Oxford University Press, 2011.
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Links to Primary Sources
The Persian Empire
The Greek World
From Berger, Eugene; Israel, George; Miller, Charlotte; Parkinson, Brian; Reeves, Andrew; and Williams, Nadejda, “World History: Cultures, States, and Societies to 1500″ (2016). History Open Textbooks. Book 2. http://oer.galileo.usg.edu/history-textbooks/2
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