Chapter Six: Connecting East and West (8th Century BCE-3rd Century CE)


753 BCE: Founding of Rome

c. 753-510 BCE: Regal Period

510-44 BCE: Roman Republic

338 BCE: Battle of Chaeronea, the Macedonians conquer Athens and Thebes

331 BCE: Alexander the Great defeats Persian Emperor Darius III

327 BCE: Alexander the Great invades India

323-146 BCE: Hellenistic Period

321-184 BCE: Mauryan Empire

264-146 BCE: The Punic Wars

c. 2nd Century BCE-3rd Century CE: Kushan Kingdom


Global trade and connections between different parts of the world may seem like a relatively modern phenomenon, but as we see in this chapter, connections developed between the eastern and western parts of Eurasia thousands of years ago. In the west, “Hellenization” spread Greek language and culture throughout the Mediterranean and, thanks to the conquests of Alexander, all the way to South Asia. Mahayana Buddhism travelled along with monks and merchants along trade routes from India to China and beyond.

Questions to Guide Your Reading

  1. How and why did the Macedonians conquer the Greek world? Why did the empire conquered by Philip and Alexander disintegrate after Alexander’s death?
  2. What were some of the strengths and weaknesses of the Hellenistic kingdoms as political entities? Why did they prove to be inherently unstable?
  3. What were some of the achievements and legacies of the Hellenistic period?
  4. In what ways did the geography and topography of Rome and the Roman Empire impact the history of the ancient Roman world?
  5. What primary sources are available for the study of Roman history, and what are the limitations of these sources?
  6. How was the Mauryan Empire governed?
  7. How was India impacted by other regions of Afro-Eurasia, and how did it impact them?

Key Terms

  • Alexandria
  • Antigonid Dynasty
  • Archimeses of Syracuse
  • Arthashastra
  • Ashoka (Mauryan Empire)
  • Carthage
  • Chandragupta Maurya
  • Conflict of the Orders
  • Dharma (Buddhist and Hindu)
  • Etruscans
  • Great Hunt
  • Great Library
  • Hannukah
  • Khagan
  • Kingdom of Pergamon
  • Mahayana Buddhism
  • Mauryan Empire
  • Nomad battle strategy
  • Pastoral nomadism
  • Pataliputra
  • Patricians
  • Pharos
  • Phillip II
  • Plebeians
  • Plutarch
  • Punic Wars
  • Romulus & Remus
  • Romulus
  • Seleucid Empire
  • Septuagint
  • Theban Hegemony
  • Theravada Buddhism
  • Xiongnu

The Rise of Macedonia and Alexander the Great

The early fourth century saw a power vacuum emerge in the Greek world for the first time since the early Archaic Period. Defeated in the war, Athens was no longer an Empire, while the winner, Sparta, had suffered a catastrophic decline in its population over the course of the Peloponnesian War. At the same time, Thebes had revamped its military, introducing the first two significant changes to the hoplite phalanx way of fighting since its inception: slightly longer spears, and wedge formation. The final key to the Theban military supremacy was the Theban Sacred Band, formed in 378 BCE. An elite core of 300 warriors, the band consisted of 150 couples, based on the assumption that the lovers would fight most bravely in order not to appear to be cowardly to their beloved. In 371 BCE, the Thebans demonstrated the success of their military reforms by defeating the Spartans at the Battle of Leuctra. They continued an aggressive program of military expansion over the next decade, a period known as the Theban Hegemony.

Thebian hegemony

Map of The Theban Hegemony

Author: User “Megistais” | Source: Wikimedia Commons | License: Public Domain

Sometime in the 360’s BCE, a young Macedonian prince stayed for several years in Thebes as a hostage. While there, he caught the eye of the military reformer, Epaminondas, who took the prince under his wing. Circa 364 BCE, the prince returned to Macedon, and, in 359 BCE, he ascended to the throne as king Philip II. Up until that point in Greek history, the Macedonians had largely been known for two things: drinking their wine undiluted, which had marked them as complete and utter barbarians in the eyes of the rest of the Greeks, and being excellent horsemen. With Philip at the helm, this estimation was about to change. As soon as he came to the throne, Philip began transforming the Macedonian military into a more successful image of what he had seen at Thebes. Philip further lengthened the already longer spears used by the Thebans, creating the Macedonian sarissa, a spear of about eighteen feet in length, double that of the traditional Greek hoplite spear. He retained the Theban wedge formation but also added heavy cavalry to the line, thus incorporating the Macedonians’ strongest element into the phalanx.

Macedonian Phalanx

The Macedonian Phalanx | The wedge formation using the Macedonian sarissa, a spear about eighteen feet in length

Author: User “Alagos”

Source: Wikimedia Commons

License: Public Domain

The results spoke for themselves, as over the next twenty years, Philip systematically conquered all of mainland Greece, with the exception of Sparta, which he chose to leave alone. Philip’s final great victory, which he shared with his teenage son Alexander, was at the Battle of Chaeronea (338 BCE), in which the Macedonian armies defeated the combined forces of Athens and Thebes. Philip’s conquest of the entire mainland was the end of an era, as for the first time, the entire territory was united under the rule of a king.

Philip conquests

Map of the Conquests of Philip | The Kingdom of Macedon at the death of Philip II (336 BC)

Author: User “Marsyas”

Source: Wikimedia Commons

License: CC BY-SA 3.0

By all accounts, it appears that Philip was not going to stop at just conquering the Greek world. He did not, however, have this choice. In 336 BCE while on his way to a theatrical performance, Philip was assassinated by one of his own bodyguards. His son Alexander, then twenty years old,  succeeded and continued his father’s ambitious program of conquests. Alexander’s first target was the Persian Empire, motivated in part by his love of Homer’s Iliad, and the perception among the Greeks that this new campaign was the continuation of the original, mythical war against Asia. Moving farther and farther East in his campaigns, Alexander conquered the Balkans, Egypt, and the territories of modern-day Lebanon, Syria, and Israel before he achieved a decisive victory over Darius III at the Battle of Gaugamela in 331 BCE.


Alexander the Great | Alexander fighting Darius in the Battle of Issus (333 BCE). Mosaic from the House of the Faun, Pompeii. Note Alexander on the left side of the mosaic, fighting on horseback, while Darius, almost at the middle, charges in a chariot.

Author: User “Berthold Werner”

Source: Wikimedia Commons License: CC BY-SA 3.0

Continuing to move eastwards, Alexander invaded India in 327 BCE, planning to conquer the known world and assuming that he was close to this achievement, since the Greeks of his day were not aware of China’s existence. His war-weary troops, however, rebelled in 326 BCE and demanded to return home. It appears that this mutiny was not the  rst that occurred in Alexander’s army; indeed, over the course of his rule, Alexander had also been the target of a number of failed assassinations. However, this mutiny forced Alexander to give in. Leaving several of his officers behind as satraps, Alexander turned back. In 323 BCE, he and his army reached Babylon, the city that he had hoped to make the new capital of his world empire. There, Alexander fell ill and died at the ripe old age of thirty-three.

While Alexander’s rule only lasted thirteen years, his legacy reshaped Greece and the rest of ancient Eurasia for the next several centuries. A charismatic leader, albeit one prone to emotional outbursts, Alexander redefined what it meant to be king and general. His coinage reflects this reinvention. On one coin minted during his lifetime, for instance, appears Alexander dressed as  the hero Heracles, while Zeus, whom Alexander alleged to be his real father, appears on the other side. In addition, by conquering territories that were previously not part of the Greek world, Alexander spread Greek culture farther than had anyone else before him. At the same time, by marrying several non-Greek princesses and encouraging such marriages by his troops, Alexander also encouraged the creation of a “melting- pot” empire; he further cemented this creation by founding new cities named after himself all over his new empire. In particular, Alexandria, the city that he founded in Egypt, became a center of Greek civilization—albeit with an Egyptian twist—was seen as a new Athens well into the Roman Empire. Alexander’s brief time in India produced a significant impact as well, as in 321 BCE, Chandragupta Maurya was able to unify India into a single kingdom for the first time, establishing the Mauryan Empire. Finally, in the Middle East, North Africa, and the Greek world, Alexander’s generals divided his conquests into several kingdoms that they and their descendants continued to rule until the Romans conquered these respective areas. It appears that Alexander’s melting-pot empire, burning up as a phoenix upon his death, actually allowed several new empires and kingdoms to arise from its ashes.

Alexander campaigns

Map of the campaigns and conquests of Alexander

Author: User “IrakliGuna” Source: Wikimedia Commons License: CC BY-SA 3.0

The Hellenistic Period

Historians today consider the death of Alexander to be the end point of the Classical Period and the beginning of the Hellenistic Period. That moment, for historians, also marks the end of the polis as the main unit of organization in the Greek world. While city-states continued to exist, the main unit of organization from that point on was the great Hellenistic kingdoms. These kingdoms, encompassing much greater territory than the Greek world had before Alexander, contributed to the thorough Hellenization of the Eastern Mediterranean and the Middle East. The age of the Hellenistic kingdoms also coincided with the rise of Rome as a military power in the West. Ultimately, the Hellenistic kingdoms were conquered and absorbed by Rome.

Hellenistic Kingdoms

Although Alexander had several children from his di erent wives, he did not leave an heir old enough to take power upon his death. Indeed, his only son, Alexander IV, was only born several months after his father’s death. Instead, Alexander’s most talented generals turned against each other in a contest for the control of the empire that they had helped create.



Map of the Initial partition of Alexander’s empire, before the Wars of the Diadochi

 Author: User “Fornadan” | Source: Wikimedia Commons | License: CC BY-SA 3.0


 These Wars of the Diadochi, as they are known in modern scholarship, ended with a partition of Alexander’s empire into a number of kingdoms, each ruled by dynasties. Of these, the four most in uential dynasties which retained power for the remainder of the Hellenistic Age, were the following: Seleucus, who took control of Syria and the surrounding areas, thus creating the Seleucid Empire; Antigonus Monophthalmos, the One-Eyed, who took over the territory of Asia Minor and northern Syria, establishing the Antigonid Dynasty; the Attalid Dynasty, which took power over the Kingdom of Pergamon, after the death of its initial ruler, Lysimachus, a general of Alexander; and Ptolemy, Alexander’s most influential general, who took control over Egypt, establishing the Ptolemaic Dynasty.

The most imperialistic of Alexander’s successors, Seleucus I Nicator took Syria, swiftly expanding his empire to the east to encompass the entire stretch of territory from Syria to India. At its greatest expanse, this territory’s ethnic diversity was similar to that of Alexander’s original empire, and Seleucus adopted the same policy of ethnic unity as originally practiced by Alexander; some of Seleucus’ later successors, however, attempted to impose Hellenization on some of the peoples under their rule. These successors had di culties holding on to Seleucus’ conquests. A notable exception, Antiochus III, attempted to expand the Empire into Anatolia and Greece in the early second century BCE but was ultimately defeated by the Romans. The empire’s story for the remainder of its existence is one of almost constant civil wars and increasingly declining territories. The Seleucids seem to have had a particularly antagonistic relationship with their Jewish subjects, going so far as to outlaw Judaism in 168 BCE. The Jewish holiday Hannukah celebrates a miracle that occurred following the historical victory of the Jews, led by Judah Maccabee, over the Seleucids in 165 BCE. Shortly afterwards, the Seleucids had to allow autonomy to the Jewish state; it achieved full independence from Seleucid rule in 129 BCE. In 63 BCE, the Roman general Pompey  nally conquered the small remnant of the Seleucid Empire, making it into the Roman province of Syria.

Hellenistic kingdoms

Map of the Hellenistic Kingdoms c. 303 BCE

Author: User “Javierfv1212” | Source: Wikimedia Commons | License: Public Domain

Antigonus Monophthalmos, Seleucus’ neighbor, whose holdings included Macedonia, Asia Minor, and the northwestern portion of Syria, harbored ambitious plans that rivaled those of Seleucus. Antigonus’ hopes of reuniting all of Alexander’s original empire under his own rule, however, were never realized as Antigonus died in battle in 301 BCE. The greatest threat to the Antigonids, however, came not from the Seleucid Empire, but from Rome with whom they waged three Macedonian Wars between 214 and 168 BCE. The Roman defeat of king Perseus in 168 BCE at the Battle of Pydna marked the end of the Third Macedonian War, and the end of an era, as control over Greece was now in Roman hands.

The smallest and least imperialistic of the successor states, the kingdom of Pergamon, was originally part of a very short-lived empire established by Lysimachus, one of Alexander’s generals. Lysimachus originally held Macedonia and parts of Asia Minor and Thrace but had lost all of these territories by the time of his death in 281 BCE. One of his officers, Philetaerus, however, took over the city of Pergamon, establishing there the Attalid dynasty that transformed Pergamon into a small and successful kingdom. The  nal Attalid king, Attalus III, left his kingdom to Rome in his will in 133 BCE.

Lasting from the death of Alexander in 323 BCE to the death of Cleopatra VII in 30 BCE, the Ptolemaic kingdom proved to be the longest lasting and most successful of the kingdoms carved from Alexander’s initial empire. Its founder, Ptolemy I Soter, was a talented general, as well as an astronomer, philosopher, and historian, who wrote his own histories of Alexander’s campaigns. Aiming to make Alexandria the new Athens of the Mediterranean, Ptolemy spared no expense in building the Museaum, an institution of learning and research that included, most famously, the Great Library, and worked tirelessly to attract scholars and cultured elite to his city. Subsequent Ptolemies continued these works so that Alexandria held its reputation as a cultural capital into Late Antiquity. One example of a particularly impressive scientific discovery is the work of Eratosthenes, the head librarian at the Great Library in the second half of the third century BCE, who accurately calculated the earth’s circumference. But while the Ptolemies brought with them Greek language and culture to Egypt, they were also profoundly influenced by Egyptian customs. Portraying themselves as the new Pharaohs, the Ptolemies even adopted the Egyptian royal custom of brother-sister marriages, a practice that eventually percolated down to the general populace as well. Unfortunately, brother-sister marriages did not prevent strife for power within the royal family, as we will see when the Hellenistic rulers of Egypt become embroiled in a Roman civil war in Chapter 7

The history of the successor states that resulted from the carving of Alexander’s empire shows the imperialistic drive of Greek generals, while also demonstrating the instability of their empires. Historians do not typically engage in counter-factual speculations, but it is very likely that, had he lived longer, Alexander would have seen his empire unravel, as no structure was really in place to hold it together. At the same time, the clash of cultures that Alexander’s empire and the successor states produced resulted in the spread of Greek culture and language further than ever before; simultaneously, it also introduced the Greeks to other peoples, thus bringing foreign customs—such as the brother-sister marriages in Egypt—into the lives of the Greeks living outside the original Greek world.

Hellenistic Culture

The Hellenistic kingdoms spread Greek language, culture, and art all over the areas of Alexander’s former conquests. Furthermore, many Hellenistic kings, especially the Ptolemies, were patrons of art and ideas. Thus the Hellenistic era saw the  ourishing of art and architecture, philosophy, medical and scientific writing, and even translations of texts of other civilizations into Greek. The undisputed center for these advances was Alexandria.

Combining the practical with the ambitious, the Pharos, or Lighthouse, of Alexandria was one of the most famous examples of Hellenistic architecture and has remained a symbol of the city to the present day. Constructed in 280 BCE, it was considered to be one of the Seven Wonders of the Ancient World and was one of the tallest buildings in the world at the time. While its practical purpose was to guide ships into the harbor at night, it also exemplified the bold advances and experimental spirit of Hellenistic architecture. Indeed, it was located on a man-made mole of  the coast of the city. The building comprised three layers, the top one of which housed the furnace that produced the light.

The structure of the Pharos shows an interest in straight lines and orderly shapes, while its function symbolized the ability of man to subdue the sea, even by night. Similarly, both the scientific and medical texts from the Hellenistic Period reveal a fascination with an ordered universe and an interest in discovering how it worked. Herophilus of Chalcedon, for instance, pioneered dissection in the early third BCE and was especially interested in the human brain and the nervous system. The mathematician Euclid, who lived and worked in Alexandria during the reign of Ptolemy I (323 – 283 BCE), wrote the Elements, an encyclopedic work of mathematics that effectively created the discipline of geometry. Going a step further than Euclid in his research, the third-century BCE scientist and inventor Archimedes of Syracuse specialized in applying mathematical concepts to create such devices as a screw pump and a variety of war machines, including the heat ray.



The Pharos, or Lighthouse, of Alexandria

Author: Emad Victor SHENOUDA

Source: Wikimedia Commons

License: © Emad Victor SHENOUDA. Used with permission.


Heat ray

The Archimedes Heat Ray

Author: User “Pbrokos13” Source: Wikimedia Commons License: CC BY-SA 3.0

The same fascination with studying the order of the universe appears in Hellenistic philosophy and stems ultimately from the philosophy of Aristotle (384 – 322 BCE), considered to be the last Classical Greek philosopher. Aristotle was a prolific polymath, who wrote on political theory, poetry, music, and a variety of sciences, to list just some of his interests. Engrossed in seeing all disciplines as part of a larger world order, Aristotle speci cally argued for empiricism, that is, the belief that knowledge is acquired from sensory experiences rather than from intuition. In the sciences, for instance, this approach required experiments and the careful gathering of data. While Aristotle’s influence on the Hellenistic

philosophers is undeniable, the alternate theories that some of the philosophers developed regarding the structure of the universe and the place of humanity in it differs drastically from Aristotle’s view. For instance, Skepticism, especially as formulated by Pyrrho in the third century BCE, argued that it was impossible to reach any accurate conclusions about the world and the key to happiness was to stop trying. Cynic philosophers, starting in the fourth century BCE, advocated the ascetic life of simplicity and freedom from possessions. A related philosophy, Stoicism, argued for letting go of all emotions and developing a self-control that would allow one to live in accordance to nature. On the other hand, the third-century philosophy of Epicureanism argued for the absence of pain as the ultimate goal in life and saw the universe as ruled by random chance, separate from the intervention of the gods. All of these philosophies, and many others that co-existed with them, aimed to provide a coherent system that made sense of the world and provided a purpose for human life.

Hellenization and the Influence of the Greeks

In a testament to the deep influence of the Hellenistic language culture on the conquered regions, the Hellenistic Period saw the translation of texts of other civilizations into Greek. One particularly influential example was the translation of the Hebrew Old Testament into Greek. Jews formed a significant minority of the population of Alexandria, the capital of Ptolemaic Egypt, as well as other major cities around the Mediterranean, such as Antioch. By the third century BCE, these Jews appear to have largely lost the knowledge of Hebrew; thus, a translation of the sacred texts into Greek was necessary. In addition, as later legend has it, Ptolemy II Philadelphus allegedly commissioned seventy-two scholars to translate the Old Testament into Greek for his Royal Library. Whether indeed solicited by Ptolemy II or not, the translation was likely completed over the course of the third through first centuries BCE. Named after the legendary seventy-two (or, in some versions, seventy) translators, the text was titled the Septuagint. The completion of this translation showed the thorough Hellenization of even the Jews, who had largely kept themselves apart from mainstream culture of the cities in which they lived.

“Captive Greece has conquered her rude conqueror,” the Roman poet Horace famously wrote in the late first century BCE. This comment about the deep influence of Greek culture on the Roman world, even after the Roman conquest of Greece was complete, continued to be the case well after the days of Horace. Ultimately, the impact of the Hellenization of the Mediterranean and the Middle East, which started with Alexander’s conquests, lasted far beyond the Hellenistic kingdoms, as the Greek language continued to be the language of the Eastern Roman Empire and, subsequently, the Byzantine Empire up until the conquest of that territory by the Ottomans in 1453 CE. In some respects, this spread of the Greeks and their civilization ultimately changed what it meant to be Greek–or, rather, it created a more universal Greek identity, which largely replaced the polis-specific view of citizenship and identity that existed before Philip’s conquest of Greece. And yet, certain cultural constants persisted.

The first of these was Homer, whose epics continued to be as great an inspiration to the Greeks of the Roman world as they were to their Archaic Age counterparts. For instance, the Homeric values were likely the reason for the minimal advances in military technology in the Greek world, as honor was more important than military success at all cost. The second cultural constant was the work of the philosophers Plato and Aristotle, in whose shadows all subsequent philosophers of the Greco-Roman world labored. Even as the Greek-speaking portions of the Roman Empire turned to Christianity, they could not abandon their philosophical roots, resulting, for instance, in the Gnostic heresies. Horace’s cheeky comment thus proved to be true far longer than he could have expected. The origins of the Romans, however, extend further back into the past than the Hellenistic period, and it’s to the early Romans that we now turn.

The Emergence of the Roman Republic

The development of Rome, is a sprawling story that we will tell within the context of wider events in the Mediterranean and, later, Eurasia. In this chapter, we will examine the roots of the Roman Republic, including a discussion of the types of sources historians use to explore those origins. In Chapter Seven, we will look at the shift from the Roman Republic to the Roman Empire, comparing and contrasting it with the emerging power at the other end of the Eurasian landmass, Han Dynasty China. Chapter Eight sees the fragmentation of the Empire and the end of its Western portion.

Geography and Topography of Rome

As the title of one recent textbook of Roman history puts it, Roman history is, in a nutshell, the story of Rome’s transformation “from village to empire.”The geography and topography of Rome, Italy, and the Mediterranean world as a whole played a key role in the expansion of the empire but also placed challenges in the Romans’ path, challenges which further shaped their history.

7 hills

Map of the Seven Hills of Rome

Author: User “Renata3” | Source: Wikimedia Commons | License: CC BY-SA 4.0

Before it became the capital of a major empire, Rome was a village built on seven hills sprawling around the river Tiber. Set sixteen miles inland, the original settlement had distinct strategic advantages: it was immune to attacks from the sea, and the seven hills on which the city was built were easy to fortify. The Tiber, although marshy and prone to flooding, furthermore, provided the ability to trade with the neighboring city-states. By the mid-Republic, requiring access to the sea, the Romans built a harbor at Ostia, which grew to become a full-fledged commercial arm of Rome as a result. Wheeled vehicles were prohibited inside the city of Rome during the day, in order to protect the heavy pedestrian traffic. Thus at night, carts from Ostia poured into Rome, delivering food and other goods for sale from all over Italy.


Map of Italy in 400 BCE

Author: User “Enok”

Source: Wikimedia Commons | License: CC BY-SA 3.0

One of the most surprising aspects of the history of early Rome is that, despite constant threats from its more powerful neighbors, it was never swallowed by them. The Etruscans dominated much of northern Italy down to Rome, while the southern half of Italy was so heavily colonized by the Greeks as to earn the nickname “Magna Graecia,” meaning “Great Greece.” In addition, several smaller tribes hemmed the early Romans, mainly, the Latins, the Aequi, and the Sabines.

The topography of Rome—the advantage of the hills and the river—likely was a boon in the city’s struggles against all of its neighbors. Likewise, the topography of Italy proper, with the Alps and the Appenines providing natural defenses in the north, hampered invasions from the outside. Indeed, the most famous example of an invasion from the north, that of Hannibal during the Second Punic War, is a case in point: he selected that challenging route through the Alps in order to surprise the Romans, and it proved even more destructive for his forces than he had anticipated.

Sources and Problems in Early Roman History

One of the greatest challenges to modern historians of Rome is the Romans’ own seeming lack of interest in writing their own history for their first 600 years. While, according to Roman legend, Rome was founded in 753 BCE, the first Roman history in Latin, Origins, composed by the Republican politician Cato the Elder, was not published until 149 BCE. A few senators had written about Roman history in Greek earlier on, and some aristocrats kept family histories, but Cato’s work was truly the  first Roman history on a large scale, as it narrated events from the foundation of the city to Cato’s own death. Only fragments of Cato’s history survive; they reveal that Cato’s approach to the writing of history was rather unusual. Instead of referring to any individuals throughout Roman history by name, Cato referred to them by title or political position. As a result, his history was truly focused on Rome and aimed to glorify the accomplishments of Rome rather than individual Romans. Thankfully for modern historians, Cato’s experiment of nameless history did not catch on with subsequent Roman historians. Modern historians are able to reconstruct the story of the Romans from a variety of written and archaeological sources, but some of these sources present problems of which the historian must be aware. Similarly to the challenges modern historians face when studying Greek history, historians of Rome must at times engage in educated guessing when attempting to reconstruct a picture of Rome and Romans based on the limited evidence that is available.

Because the genre of historical writing started so late in Rome, few histories survive from the period of the Republic. Of these, the most famous (and the most voluminous) is the work of Livy, who wrote his Ab Urbe Condita (From the Foundation of the City) in the late first century BCE. Livy was very much an “armchair historian,” but he appears to have had access to a number of sources that are now lost, such as family histories from a number of aristocratic families. As the title indicates, Livy began his work with the legends about the founding of Rome. He continued his narrative down to his time, the age of Augustus, and the last known events in his work covered the year 9 BCE. Although Livy’s work consisted of 142 books, only about a quarter survives, including the first ten books, covering the regal period and the early republic and the narrative of the first two Punic Wars.

One example of the random nature of how some sources were able to survive is the ancient site of Pompeii. The eruption of Vesuvius in 79 CE caused volcanic ash to rain down on the resort Roman town of Pompeii and the nearby town of Herculaneum, effectively burying both towns and preserving them completely for modern archaeologists. The tragedy for the Roman residents of the two towns at the time proved to be a modern archaeologist’s dream.

While, as the above summary shows, abundant sources of different types survive from different periods of Roman history, certain perspectives are diffcult to reconstruct from our sources. For instance, slaves in the Roman world were as archaeologically invisible as in the Greek world. Likewise, very little evidence documents women’s lives before the rise of Christianity, and their voices are largely left out from Roman history. Other than epitaphs on their gravestones, most average Romans, in general, left no record of their lives, so our evidence is dominated by the history of the aristocracy. Still, the careful historian can gain at least some insight into these lesser-documented perspectives by gathering all references to them in sources that survive.

The Early and Middle Republic

Conquest of italy

Map of the Roman Conquest of Italy | Stages of Early Roman Expansion from 500 BCE to 218 BCE.

Author: User “Javierfv1212”

Source: Wikimedia Commons

License: Public Domain

The period from the founding of Rome to the end of the Punic Wars is less documented than subsequent Roman history. Nevertheless, this period was the formative time during which Rome grew from a village on the Tiber to a pan-Mediterranean empire.

The process was as fascinating to consider for later Romans as for outsiders. The Greek politician-turned-historian Polybius, who spent seventeen years as a hostage in Rome and became quite a fan of the Roman military and political machine, put it simply in the prologue to his Histories, in which he documented the meteoric conquest of the Mediterranean world by the Romans:

For who is so worthless or lazy as not to wish to know by what means and under what system of government the Romans in less than fifty-three years have succeeded in subjugating nearly the entire known world to their rule, an achievement unprecedented in history? (Polybius 1.1.5)

Polybius’ question pointed to the answer that he subsequently proposed: part of the reason for the Romans’ success was their adoption of the Republican government as replacement for their original monarchy. Polybius became increasingly convinced during his stay in Rome that the Romans’ government was superior to all others in the Mediterranean at the time.

From Monarchy to Republic: Some Myths and Legends

“In the beginning, kings held Rome.” Thus the late first-century CE Roman historian Tacitus opened his Annals, a history of the Empire under the rule of the emperors from Tiberius to Nero. Early Roman history is shrouded in myth and legend, but the beliefs of later Romans about their own past are important to consider, as these beliefs, whether truly grounded in reality or not, determined subsequent decisions and actions of the historical Romans later on. This tendency is especially true of the Romans’ myths about the foundation of their city in 753 BCE and the kings who ruled it until the establishment of the Republic in 510 BCE.

According to myth, Rome received its name from its founder Romulus, the son of the war god Mars, and a descendant of the Trojan hero Aeneas. By linking themselves to the Trojans, the Romans were able to boast an ancient, reputable lineage, rivaling that of the Greeks, and a prominent place in the Greek heroic epic, Homer’s Iliad. Furthermore, when embarking on a conquest of Greece later on, the Romans could claim to be seeking revenge for their Trojan ancestors’ defeat and destruction by the Greeks during the Trojan War. Several generations removed from their heroic ancestor Aeneas, Romulus and his twin brother Remus were famously abandoned as infants and then nursed by a she-wolf, the sacred animal of their father Mars.


She-Wolf Suckles Romulus and Remus

Author: User “Nyenyec”

Source: Wikimedia Commons

License: Public Domain

The sweetness of the story ends there, however. While Romulus was building Rome, Remus insulted the new city, and his brother killed him to avenge its honor. Later, after Romulus had completed the building of the new city with his band of soldiers, he realized the lack of women in the city, so Romulus and his supporters raided the neighboring tribe, the Sabines, and kidnapped their women.

It is telling that later Romans believed that their city was founded on fraternal bloodshed, as well as on rape and kidnapping. The stories of Romulus’ accomplishments, while not laudatory, show an important Roman belief: the greatness of Rome sometimes required morally reprehensible actions. In other words, Rome came first, and if the good of the city required the sacrifice of one’s brother, or required force against others, then the gods were still on the side of the Romans and ordained these actions.

Romans believed that, altogether, their city was ruled by seven different kings in succession. After Romulus, king Numa Pompilius regulated Roman religion and created many of the priestly colleges and positions that continued to exist thereafter. The seventh and final king, however, Tarquin the Proud, was known for his and his family’s brutality. The final straw appears of have been the rape of a nobleman’s wife, Lucretia, by the king’s son. An aristocratic revolution ensued, which appears to have been largely bloodless, if Livy’s account is to be trusted. The royal family was expelled from the city, and two consuls were immediately elected to govern the newly formed Republic. Or so, again, Livy tells us, based on Roman legend. The reality is likely to have been more complicated. Assuming there truly were seven kings who ruled the city, and assuming that the last of them was driven out by an aristocratic revolution, it appears that a period of transition ensued, as the Romans experimented with a variety of short-term solutions before arriving at the model of theRepublican government that we know in the historical period. Furthermore, apparently what guided that gradual evolution of the government was the growing dissatisfaction of the plebeians, the lower socio-economic majority of the city, with their exclusion from the political process.

The Conflict of Orders, the Twelve Tables, and Key Legislations in the Early Republic

Roman sources from all periods, beginning already in the early Republic, reveal certain common values that all Romans held dear and considered to be foundational for their state. First, Romans had a strong respect for the past and were averse to change. Indeed, reformers had a difficult time passing their proposals in all periods of Roman history. The term for this reverence for the past, mos maiorum, “custom of ancestors” or “custom of elders,” is telling. While innovation is a revered value in the modern world, Romans believed that innovation amounted to disrespect for their ancestors. Ancestral custom, which had first made Rome great, had to be respected, and successful reformers, such as the emperor Augustus, managed to phrase their reforms as a return to something old, rather than as something new. Three additional values that are key to understanding the Romans are auctoritas, “power” or “authority;” dignitas, roughly meaning “dignity;” and gravitas, “seriousness.” Each citizen in the state had a degree of auctoritas, that intangible quality that made others obey him, but the degree of auctoritas varied, depending on one’s social and political standing. Augustus, Rome’s first emperor, would later describe his

position in the state as having more auctoritas than anyone else. The other two qualities, dignitas and gravitas, were connected and reflected one’s bearing and behavior as a true Roman. Jocularity was not valued, but seriousness reflected a particularly Roman conduct and determination. It is striking that Romans never smiled in portraits. The austere facial expression, instead, conveyed their power and superiority to others, whom they had conquered.

While sharing common values, Romans were also deeply aware of social divisions between themselves. From its earliest time, Roman citizen population was divided into two orders: the patricians, defined as the descendants from the first one hundred senators appointed to the Roman aristocratic Senate by king Romulus, and the plebeians, that is, everyone who was not a patrician. The plebeians had their own political assembly, the Plebeian Council, while all Roman citizens also belonged to the Centuriate Assembly, which was responsible for annual elections for top political offices. The period of the early Republic, following the expulsion of the kings, was a time of conflict for the two orders, as patricians tried to establish a government that reserved all political power to themselves, whereas the plebeians fought for the opportunity to hold political and religious offices. Although they did not wield any political power at first, they discovered in the early fifth century that their most powerful weapon was secession, that is, departure en masse from the city, until the patricians acquiesced to a demand. While much about the Conflict of the Orders—just as anything else about the history of the early Republic—is shrouded in legend, it is possible to track its progress through the evidence of legislations that the Romans passed.


Bust of an austere Roman, possibly Cato the Elder

Author: User “Shakko”

Source: Wikimedia Commons

License: Public Domain

In 494 BCE, following the first plebeian secession, the Roman Senate allowed the plebeians to elect plebeian tribunes. An office that eventually was reserved for senators, it was originally merely an opportunity for plebeians to elect officers in the Plebeian Council, the assembly of all plebeian citizens, who would advocate for them. Plebeians next appear to have advocated for a public display of the laws, in order to protect the poor during lawsuits. The result was the first Roman legal code, the Twelve Tables, which was inscribed on twelve tables c. 450 BCE and displayed in public. One of the laws included was a ban on intermarriage between plebeians and patricians, showing a clear commitment on the part of the patricians to maintain the separation of the orders. It is important to note, however, that with the gradual decline in the number of patrician families over the course of the Roman Republic, most began to intermarry with prominent plebeian families.

The highest political office in the Republic, that of the consul, continued to be reserved solely for patricians until 367 BCE, when two senators sponsored the Licinian-Sextian law. The law required that one of the two consuls elected each year had to be plebeian. The phrasing of the law was signi cant, as it allowed the possibility that both consuls elected in a particular year could be plebeian, although this event did not happen in reality until 215 BCE. Finally, the legislation that modern historians have considered to have ended the early Republican Conflict of the Orders is the Lex Hortensia of 287 BCE. This law made all legislations passed by the Plebeian Council binding on all Romans, patricians and plebeians alike.

As historians connect the dots in the story of the Con ict of the Orders through these legislations, one trend that emerges is the gradual weakening of the patricians along with the growing influence of the plebeians on Roman government. Indeed, by the third century, a number of plebeian families were as wealthy and successful as patrician families, whereas some old patrician families had fallen on hard times.

Cursus Honorum and Roman Religion

The debate over plebeian access to political offices in general, and to the consulship in particular, resulted in the creation of a rigid cursus honorum, a sequence or ladder of political offices. The ultimate dream of every Roman who entered politics was to become a consul, but the narrowing pyramid that was the cursus honorum stood in his path. All offices were held for the term of one year, and, in order to prevent any one individual from amassing too much power, candidates had to wait ten years between consulships. Finally, each o ce had a minimum age requirement, with a special privilege for patricians to subtract two years from that minimum.

The prerequisite for holding any political office was ten years of military service. Thus, aspiring Roman politicians normally entered the army around eighteen years of age. Following ten years of distinguished service, candidates who were at least thirty years of age were allowed to run for the first office in the cursus: the quaestorship. The number of quaestors each year rose over time to twenty by the late Republic. Each quaestor was assigned to a particular duty for his year in office, varying from supervising the coin mint in Rome to serving as an assistant to a provincial governor or a consul in charge of a war.

While not officially part of the required cursus honorum, most ex-quaestors next ran for the office of the plebeian tribune, if they were plebeian, or an aedile. Ten plebeian tribunes were elected each year and were supposed to advocate for the benefit of the plebeians during Senatorial debates. Aediles—a term derived from the Latin “aedes,” meaning “building” or “temple”—were in charge of public building projects and often also sponsored public entertainment.

The next step in the cursus was the praetorship. Similarly to the quaestors, the number of praetors rose over time, until topping at eight in the late Republic. Praetors could hold imperium, the right to command an army; thus, they often served in military roles or in administrative capacity by governing a province. Finally, one praetor each year, the praetor urbanus, was in charge of administering justice in the city of Rome and keeping track of legal cases and important decisions, which he issued at the end of the year as the Praetor’s Edict.

Upon reaching the age of forty, candidates who had successfully held the praetorship ultimately could run for the consulship. Two consuls were elected annually, and this office was the pinnacle of the Roman political career. Aristocratic families kept for centuries on display in their homes the ancestor masks of members of the family who had been consuls. Since ten years were required to elapse between successive consulships, very few individuals ever held more than one consulship, until several politicians in the late Republic broke the rules altogether. Last but not least, one additional office existed, for which ex-consuls could run: every five years, two censors were elected for a period of eighteen months for the purpose of conducting the census of citizens. While this structure of annually-elected offices was designed to prevent any one individual from usurping all political power in the state, the Senate also realized that, on rare occasions, concentrating all power in one set of hands was needed. Thus the Senate could appoint a dictator for a non-renewable period of six months in times of serious military emergency, such as in case of Cincinnatus.

In 458 BCE, facing a military attack from the two neighboring tribes of the Aequi and the Sabines, the Roman Senate took a drastic measure, reserved for the direst of circumstances: they appointed a dictator, who would single-handedly lead the state in this time of trouble. As the Roman historian Livy tells it, Cincinnatus, the senator who was appointed dictator, received the news while working on his farm. Abandoning the plow, he immediately rushed to join the army, which he then led to a swift and brilliant victory. Then something astonishing happened: Cincinnatus resigned his extraordinary powers and returned to his farm. For the remainder of the Roman Republic, and well into the Imperial Period, Cincinnatus continued to be seen as the quintessential Roman cultural hero and model of virtue: an aristocratic man, a talented soldier, general, and politician who put the interests of Rome  first, above his own. While no other Roman politician displayed Cincinnatus’ degree of self-sacricing humility, the other Roman heroes of the Republic and the Empire were still uniformly male, pre- dominantly aristocratic, and famed for military and political achievements.

The cursus honorum is best visualized as a pyramid with a wide base and narrowing each step on the way up. While twenty men each year were elected to the quaestorship, only a fraction of them could ever achieve the praetorship, and a yet smaller fraction could rise to the consulship. Still, election to the quaestorship secured life-long membership in the Senate, the governing body of roughly 300 politicians—doubled in the first century BCE to 600—who effectively governed Rome under the Republic. The question remains, nevertheless: how did some men achieve political advancement while others never made it past the quaestorship? Part of the key to success, it appears, lay outside of politics proper, belonging instead to the realm of religion.


The Capitoline Triad | Jupiter Optimus Maximus, with Juno and Minerva (known together as the Capitoline Triad). Note Juno’s sacred goose at her foot, and Minerva’s sacred owl next to her.

Author: User “Luiclemens” | Source: Wikimedia Commons | License: CC BY-SA 3.0

Roman religion, similarly to Greek, was traditionally polytheistic, with many myths and gods aligned to the Greek counterparts. Zeus, Greek king of the gods, became Jupiter, and was a patron god of Rome under the title Jupiter Optimus Maximus, or Jupiter the Best and the Greatest.

His consort, Hera, became the Roman goddess Juno and was the patron goddess of marriage. The Greek Athena became Roman Minerva and was the patron divinity of women’s crafts. In addition, both Venus, the goddess of love, and Mars, the god of war, had mythical family connections to Rome’s human founders. Countless other divinities abounded as well; even the Roman sewer system, Cloaca Maxima, had its own patron goddess, Cloacina.

While Romans were expected to worship some of the gods in private, often making vows to them and promising gifts if the gods fulfilled a request, Roman religion also had a significant public component that was reserved for the priestly colleges. Although not limited to politicians, membership in these colleges was at times key for political advancement. One example of this phenomenon in action is the career of Julius Caesar, whose political career took o  after his appointment to the religious office of pontifex maximus, head of Roman religion. Ultimately, both public and private religion aimed at the same goal: keeping the pax deorum, peace with the gods, upon which the success of their state rested, as the Romans believed. Put simply, as long as Romans maintained a respectful peace with their gods, they ensured Rome’s success. Whenever any disasters befell the state, however, Romans typically assumed that pax deorum had been violated in some way. The gods then had to be appeased in order to end the disaster and prevent similar events from occurring in the future.

Roman Expansion to the End of the Punic Wars

While the legends about the kings of Rome suggest that they had significant military responsibilities, it appears that their military actions were largely defensive. Just a decade or so after the expulsion of the kings, shortly after 500 BCE, however, Roman expansion began in earnest. It is important to note here several key features of the early Roman military. First, until the late Republic, Rome did not maintain a standing army. Rather, a new army was raised for each campaign, and campaigns were typically launched in the spring and ended in the fall. The festival of the October Horse, one of the religious festivals the Romans celebrated each year, involved a ritual purification of the cavalry and originally was likely designed as the end point of the campaign season. Also, similarly to the Greek world, the Romans had minimum wealth requirements for military service, since soldiers supplied their own equipment. Finally, one significant trend to note in early Republican military history is the repeated nature of Roman conflicts with the same enemies, such as the three Samnite Wars, the three Punic Wars, and the four Macedonian Wars. This repetition suggests that, for whatever reason, the Romans did not aim to annihilate their opponents, unless absolutely pressed to do so.

It appears that the Roman expansion in the 490s BCE began as a defensive measure. In either 499 BCE or 496 BCE, the expelled seventh king of Rome, Tarquin the Proud, joined forces with the Latin League, a group of about thirty city-states around the area of Rome, and led them to attack the Romans. The result was the Battle of Lake Regillus, a decisive victory for Rome. The Romans signed an uneasy peace treaty with the Latins, but war broke out again in 340 – 338 BCE. The Roman victory this time resulted in the absorption of the Latin city-states into Rome as partial citizens.

The Latins were not the only enemies the nascent Roman Republic had to face. Romans fought and gradually conquered the Etruscan city-states to the north. One especially significant victory was over the powerful Etruscan city of Veii in 396 BCE. A legend preserved by Livy states that Romans were only able to conquer Veii after they performed the ceremony of evocation, “calling out.” Fearing that their siege of Veii was not going well because Juno, the patron goddess of Veii, was not on their side, the Romans called Juno out of Veii; they promised her a nice new temple in Rome if she would switch sides. Shortly thereafter, the city fell to the Romans. When the Roman soldiers were packing up the cult statue of Juno from her temple in Veii for transportation to Rome, a cheeky Roman soldier asked Juno if she wanted to come to Rome. The statue enthusiastically nodded her head. Livy’s history is full of similar tales of divine providence intervening on the side of the Romans. These legends show the Romans’ own belief that throughout the process of expansion, the gods had protected them and guided them to success.

While still fighting the Latins, the Romans embarked upon what turned out to be a series of three wars with their neighbors to the east, the Samnites. Each of these wars, the last of which ended in 290 BCE, resulted in Roman territorial gains; by the end of the Third Samnite War, Rome controlled all of central Italy. It also appears that, at some point during the Samnite Wars, the Romans switched from  ghting in the Greek hoplite phalanx fashion to a system of their own making, the manipular legion. This new system apparently allowed more flexibility in the arrangement of the troops on the battlefield; it also allowed using both heavy and light infantry as needed, instead of keeping them in a static formation for the duration of a battle.

Roman infantry

Two Roman Infantrymen and a Cavalryman, second century BCE

Author: User “ColderEel”

Source: Wikimedia Commons

License: Public Domain

While not much else is known about the manipular legion, it appears to have been an effective system for the Romans for much of the Republican period.

It is striking to consider that the Romans spent eighty of the hundred years in the third century BCE at war. They did not seem to have had the ambition to conquer the Greek city-states who were their neighbors in southern Italy; in 280 – 275 BCE, Rome nevertheless became embroiled in a war with Pyrrhus, king of Epirus in northernGreece, after providing help to Thurii in its dispute with Tarentum. Tarentum requested Pyrrhus’ help, and he proceeded to invade Italy. The Romans fought three major battles against Pyrrhus, the first two of which he won at great cost to his army. Indeed, the term “Pyrrhic victory” in modern English refers to a victory that is so costly as to be truly a loss. The Romans  nally defeated Pyrrhus at their third battle against him in 275 BCE, showing the superiority of the new Roman manipular legion even against the phalanx of the Macedonians, military descendants of Alexander the Great himself. This victory united most of Italy, except for the very northern portion, under Roman rule.

The war with Pyrrhus was the Romans’ first serious conflict with the Greek world, but it was far from their last. The Romans’ proximity to northern Greece, in particular, ensured an intersection of spheres of interest, thus also providing cause for continued conflict. Between 214 and 148 BCE, Rome fought four separate Macedonian Wars. During roughly the same period, from 264 and 146 BCE, the Romans also fought three Punic Wars against Carthage, originally a Phoenician colony that became a leading maritime power. Culminating with the Roman destruction of both Carthage and Corinth in 146 BCE, the eventual victory of the Romans over both powers allowed the Romans to gain full control over them and their previous land holdings. Their victory effectively put the entire Mediterranean world under Roman rule.

1000px Map of Rome and Carthage at the start of the Second Punic War svg

Map showing Rome and Carthage at the start of the Second Punic War and the theatre of the Punic Wars.

Author: user “Grandiose” | Source: Wikimedia Commons | License: CC BY-SA 3.0

In 146 BCE, when the Romans found themselves in control of a Mediterranean empire, they appeared to foresee little of the consequences of such a rapid expansion on internal stability in Rome proper. A critical question nevertheless faced them: how would the Republic, whose system of government was designed for a small city-state, adapt to ruling a large empire? The preliminary answer on which the Romans settled was to divide the conquered territories into provinces, to which senatorial governors were assigned for terms that varied from one to  ve years. The system continued, with minor variations, into the Empire.

The new availability of governor positions, however, only made the political competition in the Republic even sti er than before. Senators competed for the most desirable positions; typically, these were provinces in which military action was on-going—since this provided the potential for winning military glory—or provinces that were wealthy, with the potential opportunity in governing them to acquire wealth.

Political Unification in South Asia

The kingdom of Magadha became the most powerful among the sixteen states that dominated this transitional period, but only over time. At the outset, it was just one of eleven located up and down the Ganges River. The rest were established in the older northwest or central India. In general, larger kingdoms dominated the Ganges basin while smaller clan-based states thrived on the periphery. They all fought with each other over land and resources, making this a time of war and shifting alliances.

The victors were the states that could  eld the largest armies. To do so, rulers had to mobilize the resources of their realms. The Magadhan kings did this most effectively. Expansion began in 545 BCE under King Bimbisara. His kingdom was small, but its location to the south of the lower reaches of the Ganges River gave it access to fertile plains, iron ore, timber, and elephants. Governing from his inland fortress at Rajagriha, Bimbisara built an administration to extract these resources and used them to form a powerful military. After concluding marriage alliances with states to the north and west, he attacked and defeated the kingdom of Anga to the east. His son Ajatashatru, after killing his father, broke those alliances and waged war on the Kosala Kingdom and the Vrijji Confederacy. Succeeding kings of this and two more Magadhan dynasties continued to conquer neighboring states down to 321 BCE, thus forging an empire. But its reach was largely limited to the middle and lower reaches of the Ganges River.

To the northwest, external powers gained control. As we have seen, the mountain ranges de ning that boundary contain passes permitting the movement of peoples. This made the northwest a crossroads, and, at times, the peoples crossing through were the armies of rulers who sought to control the riches of India. Outside powers located in Afghanistan, Iran, or beyond might extend political control into the subcontinent, making part of it a component in a larger empire.

One example is the Persian Empire (see Chapter Four). During the sixth century, two kings, Cyrus the Great and Darius I, made this empire the largest in its time. From their capitals on the Iranian Plateau, they extended control as far as the Indus River, incorporating parts of northwest India as provinces of the Persian Empire. Another example is Alexander the Great. After defeating the Persian Empire, Alexander took his forces all the way to mountain ranges bordering India. Desiring to find the end of the known world and informed of the riches of India, Alexander took his army through the Khyber Pass and overran a number of small states and cities located in the Punjab. But to Alexander’s dismay, his soldiers refused to go any further, forcing him to turn back. They were exhausted from years of campaigning far from home and discouraged by news of powerful Indian states to the east. One of those was the kingdom of Magadha.

Magadha’s first capital—Rajagriha—is one of many cities and towns with ruins dating back to this transitional period. Urban centers were sparse during the Vedic Age but now blossomed, much like they did during the mature phase of the Harappan Civilization. Similar processes were at work. As more forests were cleared and marshes drained, the agricultural economy of the Ganges basin produced ever more surplus food. Population grew, enabling more people to move into towns and engage in other occupations as craftsmen, artisans, and traders. Kings encouraged this economic growth as its revenue enriched their treasuries. Caravans of ox-drawn carts or boats laden with goods travelling from state to state could expect to encounter the king’s customs o cials and pay tolls. So important were rivers to accessing these trade networks that the Magadhan kings moved their capital to Pataliputra, a port town located on the Ganges Thus, it developed as a hub of both political power and economic exchange. Most towns and cities began as one or the other, or as places of pilgrimage.

The Mauryan Empire (321-184 BCE)

The kingdom of Magadha was the most powerful state in India when the Nanda Dynasty came to power in 364 BCE. Nine Nanda kings made it even greater, by improving methods of tax collection and administration, funding irrigation projects and canal building, and maintaining an impressive army of infantry, cavalry, elephants, and chariots.

But Nanda aspirations were cut short when they were overthrown by Chandragupta Maurya (r. 321 – 297 BCE), who began a new period in India’s history. He and his son Bindusara (r. 287 – 273 BCE) and grandson Ashoka (r. 268 – 232 BCE) were destined to forge the first large empire in India’s history, one that would inspire the imagination of later empire builders in South Asia. The Mauryan Empire included most of the subcontinent and lasted for 140 years.

Maurya map ashoka

Mauryan Empire during the reign of King Ashoka | Note the location of the capital, Pataliputra.

Author: User “Vastu”

Source: Wikimedia Commons

License: CC BY-SA 3.0

Conflicting accounts make it difficult to say anything de nitive about the first two kings. Chandragupta may have come from a Kshatriya (warrior) clan, or a Vaishya (commoner) clan of peacock-tamers. In his youth, he spent time in the northwest, where he encountered Alexander the Great. With the assistance of Kautilya, a disloyal Brahmin of the Nanda court, Chandragupta formed alliances with Nanda enemies, overthrowing them in 321 BCE. Thereafter, through diplomacy and war, he secured control over central and northern India.

Kautilya, whose advice may have been critical to Chandragupta’s success, is viewed as the author of the Arthashastra, a treatise on statecraft. This handbook for kings covered in detail the arts of governing, diplomacy, and warfare. To help ensure centralization of power in the ruler’s hands, it provided a blueprint of rules and regulations necessary to maintain an e cient bureaucracy, a detailed penal code, and advice on how to deploy spies and informants.

Chandragupta’s campaigns ended when he concluded a treaty with Seleucus Nicator in 301 BCE. After Alexander the Great retreated from India and then died, a struggle for his empire broke out among his generals. Seleucus was one of them. He gained control of the eastern half and sought to reclaim northwest India. But he was confronted by Chandragupta, defeated, and forced to surrender the Indus Basin and much of Afghanistan, giving the Mauryan Empire control over trade routes to West Asia. The treaty, however, established friendly relations between the two rulers, for in exchange for hundreds of elephants, Seleucus gave Chandragupta a daughter

in marriage and dispatched an envoy to his court. The envoy, Megasthenes, wrote a book called the Indicia, which provides detailed observations of life, politics, and customs at the Mauyran court and one of our key sources of information about this era. Hellenistic kings maintained commercial and diplomatic ties with India.

Military expansion continued under Bindusara and Ashoka until all but the tip of the subcontinent came under the empire’s control. With King Ashoka, however, warfare came to an end. We know far more about him because he left behind a fascinating record telling much about his ideas on governing. He had edicts inscribed on rocks throughout the realm and on sandstone pillars erected in the Ganges heartland. He then placed them in populous areas where people usually gathered, so that his o cials could read them to his largely illiterate subjects.

Rock edicts

Location of the rock edicts and pillars of King Ashoka

Author: User “PHGCOM” Source: Wikimedia Commons License: CC BY-SA 3.0

One rock edict speaks to why King Ashoka decided to renounce violence. While waging war against a small state, called Kalinga,  located along the east coast, he was deeply disturbed by the amount of suffering and dislocation the war heaped upon innocent people’s lives. This realization caused him to redouble his faith in the Buddha. Ashoka, it turns out, was a lay follower of Buddhism.

In his edicts, he proclaimed to his subjects that the sound of the drum would be replaced by the sound of the dharma. In ancient India, dharma meant universal law. For the Brahmin priests, for example, dharma meant a society and religious order founded on Vedic principles and the caste system. For Buddhists, dharma consisted of the truths taught by the Buddha. For kings, dharma was enlightened governing and just rule. Thus, Ashoka was proclaiming that he would now rule by virtue, not force.

Ashoka’s kingly dharma was shaped by his personal practice of Buddhism. This dharma consisted of laws of ethical behavior and right conduct fashioned from Indian traditions of kingship and his understanding of Buddhist principles. To gain his subject’s willing obedience, he sought to inspire a sense of gratitude by presenting himself in the role of a father looking out for his children. He told his subjects that he was appointing o cers to tour his realm and attend to the welfare and happiness of all. Justice was to be impartially administered and medical treatment provided for animals and humans. A principle of non-injury to all beings was to be observed. Following this principle meant not only renouncing state violence, but also forbidding slaughtering certain animals for sacrifices or for cooking in the royal kitchen. Ashoka also proclaimed that he would replace his pleasure and hunting tours with dharma tours. During these, he promised to give gifts to Brahmins and the aged and to visit people in the countryside.

In return, Ashoka asked his subjects to observe certain principles. He knew his empire was pluralistic, consisting of many peoples with di erent cultures and beliefs. He believed that if he instilled certain values in these peoples, then his realm might be knit together in peace and harmony. Thus, in addition to non-injury, Ashoka taught forbearance. He exhorted his subjects to respect parents, show courtesy to servants, and, more generally, be liberal, compassionate, and truthful in their treatment of others. These values were also to be embraced by religious communities, since Ashoka did not want people fighting over matters of faith.

The king’s writ shaped the government because kings were the heart of it. They were advised by a council of ministers and served by high o cials who oversaw the major functions of the state. The Mauryans were particularly concerned with e cient revenue collection and uniform administration of justice. To that end, they divided the empire into a hierarchy of provinces and districts and appointed officials to manage matters at each level. But given such an immense empire spread over a geographically and ethnically diverse territory, the level of Mauryan control varied. Historians recognize three broad zones. The first was the metropolitan region—with its capital Pataliputra— located on the Ganges Plain. This heartland was tightly governed. The second zone consisted of conquered regions of strategic and economic importance. These provinces were placed under the control of members of the royal family and senior officials, but state formation was slower. That is, the tentacles of bureaucracy did not reach as deeply into local communities. Lastly, the third zone

consisted of hinterlands sparsely populated by tribes of foragers and nomads. Here, state control was minimal, amounting to little more than establishing workable relations with chieftains.

After King Ashoka’s reign, the Mauryan Empire declined. The precise reasons for this decline are unknown. Kings enjoyed only brief reigns during the final fifty years of the empire’s existence, so they may have been weak. Since loyalty to the ruler was one element of the glue that held the centralized bureaucracy together, weak kings may explain why the political leaders of provinces pulled away and the empire fragmented into smaller states. Furthermore, the Mauryan court’s demand for revenue su cient to sustain the government and a large standing army may have contributed to discontent. In 184 BCE, the last king was assassinated by his own Brahmin military commander, and India’s first major imperial power came to an end.

Regional States

After the Mauryan Empire fell, no one major power held control over a substantial part of India and from c. 200 BCE to 300 CE, South Asia  saw a fairly rapid turnover of numerous, competing regional monarchies. Most of these were small, while the larger ones were only loosely integrated. Some developed along the Ganges. Others were of Central Asian origins, the product of invasions from the northwest. Also, for the first time, states formed in southern India. Yet, in spite of the political instability, India was economically dynamic, as trade within and without the subcontinent flourished, and India was increasingly linked to other parts of the world in networks of exchange. And new trends appeared in India’s major religious traditions. A popular, devotional form of worship was added to Buddhism, for example, that facilitated its spread outside of India into central and eastern Asia.

The general who brought the Mauryan Empire to a close by a military coup established the Shunga Dynasty (c. 185 – 73 BCE). Like its predecessor, this kingdom was centered on the middle Ganges, the heartland of India’s history since the late Vedic Age. But unlike it, the Shunga King- dom rapidly dwindled in size.

 Shunga rulers were constantly warring with neighboring kingdoms, and the last fell to an internal coup in 73 CE. Subsequently, during the ensuing half millennium, other regions of India played equally prominent roles.

The northwest remained a source of dynamism, as different peoples living beyond the Hindu Kush invaded India and established one kingdom after another. Most of this movement was caused by instability on the steppe lands of Central Asia, where competing confederations of nomadic pastoralists fought for control over territory.


The Kushan Empire during the reign of King Kanishka

Author: Thomas Lessman

Source: Talessman’s Atlas of World History

License: © Thomas Lessman. Used with permission.

The most powerful among this succession of states was the Kushan Kingdom, whose origins take us far away to the north of China. There, in the second century CE, nomadic groups struggling with scarcity moved west, displacing another group and forcing them into northern Afghanistan. Those peoples are known as the Yuezhi (yew-eh-jer), and they were made up of several tribes. In the first century CE, a warrior chieftain from one Yuezhi tribe, the Kushans, united them, invaded northwest India, and assumed exalted titles befitting a king. His successor, ruling from Afghanistan, gained control over the Punjab and reached into the plains of the upper Ganges River.

The greatest Kushan ruler, King Kanishka, furthered what these first two kings began, forging an empire extending from Central Asia across the mountain ranges of Afghanistan into much of northern India. Ruling the many peoples of such a sprawling territory required more than the periodic plundering campaigns of nomad chieftains. One sculpture of King Kanishka puts these Central Asian roots on display. In it, he is wearing a belted tunic, coat, and felt boots, and carrying a sword and mace. Kushan gold coins, however, cast him and his two predecessors in another light: as universal monarchs. On one side, the crowned kings are displayed along with inscriptions bearing titles used by the most powerful Indian, Persian, Chinese, and Roman emperors of that time. The obverse side contains images of both Indian and foreign deities. The Kushan rulers, it appears, solved the problem of ruling an extensive, culturally diverse realm by patronizing the many different gods beloved by the peoples living within it. Buddhists, for instance, saw King Kanishka as a great Buddhist ruler, much like they did King Ashoka. In fact, Kanishka supported Buddhist scholarship and encouraged missionaries to take this faith from India to Central Asia and China. But his coins also depict Greek, Persian, and Hindu deities, suggesting that he was open-minded, and perhaps strategic, in matters of religion.


Statue of King Kanishka |

Statue of King Kanishka, second century CE. The head is missing.

Author: Biswarup Ganguly

Source: Wikimedia Commons

License: CC BY 3.0

After Kanishka’s reign, from the mid-second century CE onwards, the empire declined. Like the other, larger Indian states during this time, only a core area was ruled directly by the king’s servants. The other areas were governed indirectly by establishing tributary relations with local rulers. As Kushan power waned, numerous smaller polities emerged, turning northern and central India into a mosaic of states.

Kushan coins

Gold coins dating to the reign of King Kanishka

Each coin contains an image of Kanishka on one side, an image of a deity on the obverse, and inscriptions giving the names of both. Kanishka is depicted wearing a crown, beard, long tunic, trousers, and boots. He is holding a scepter or trident in the left hand and standing over an altar. Inscriptions recognizehim as “King of kings.” Flames arise from his shoulders. On the obverse side, the first coin displays the Buddha raising his right hand, symbolizing reassurance. Other Kushan coins display Greek, Indian, and Iranian deities.

Author: User “World Imaging” | Source: Wikimedia Commons | License: CC BY-SA 3.0

The Indian peninsula—the territory south of the Indo-Gangetic Plain and the Vindhya Mountain Range—also features more prominently after the fall of the Mauryan Empire. In the south, kingdoms emerged for the  rst time. The largest was the Satavahana Kingdom, which included most of the Deccan Plateau and lasted about three centuries. The first rulers were former Mauryan officials who capitalized on its dissolution, established their own state, and expanded to the north.

India map

 India in the second and  rst century CE | This map shows the location of the Shunga (Sunga), Satavahana, and Kushan Empires, demonstrating clearly that India was constituted by several greater and lesser regional powers during these centuries.

Author: User “PHG”

Source: Wikimedia Commons

License: Public Domain

To establish their legitimacy, Satavahana kings embraced Aryan civilization by allowing Brahmins to perform sacrifices at the court and by upholding the varna social order. They also prospered from a rich agricultural base and trade. However, like so many of the larger states during these centuries, this kingdom was only loosely integrated, consisting of small provinces governed by civil and military officers and allied, subordinate chieftains and kings.

Economic Growth and Flourishing Trade Networks

Gold coins discovered in Kushan territory provide much information about the rulers who issued them. The Satavahanas also minted coins. Additionally, Roman gold coins have been found at over 130 sites in south India. These were issued by Roman emperors at the turn of the Christian era, during the first century CE. These coins serve as a sign of the times. Indian monarchs issued coins because trade was growing and intensifying all around them and they wished to support and profit from it. Expanding the money supply facilitated trade and was one way to achieve that goal. Both Indian kingdoms were also geographically well positioned to take advantage of emerging global trade networks linking the subcontinent to other regions of Afro-Eurasia. This advantage provides one reason why they flourished.

The expansion of trade both within and without India is a major theme of these five centuries. Put simply, South Asia was a crossroads with much to offer. In market towns and cities across the subcontinent, artisans and merchants organized to produce and distribute a wide variety of goods. Guilds were their principal method of organization. A guild was a professional association made up of members with a particular trade. Artisan guilds—such as weavers and goldsmiths—set the prices and ensured the quality of goods. Operating like and sometimes overlapping with castes, guilds also set rules for members and policed their behavior. They acted collectively as proud participants of urban communities, displaying their banners in festive processions and donating money to religious institutions. Merchant guilds then saw to it that their artisan products were transported along routes traversing the subcontinent or leading beyond to foreign lands.

The lands and peoples surrounding India, and the many empires they lived under, are the topic of later chapters, but we can take a snapshot of the scene here.


Trade Routes | Some of the major Indian Ocean and Silk Road trade routes that linked India to the rest of Afro-Eurasia Author: User “Splette”

Source: Wikimedia Commons

License: Public Domain

In the first century CE, India sat amidst trade networks connecting the Roman Empire, the Parthian Empire (which succeeded the Hellensitic kingdoms in what had been Persia), Chinese Empire, and a host of smaller kingdoms and states in Africa, Central Asia, and Southeast Asia. The major trade networks were the Silk Roads and the Indian Ocean maritime trade routes. Thus, for example, Greco-Roman traders plied the waters of the Arabian Sea, bringing ships filled with amphorae and gold coins to ports located along the west coast of India, and returning with spices, textiles, and gems. Indian traders sailed the waters of the Bay of Bengal, bringing cloth  and beads from the Coromandel Coast to Southeast Asia and returning with cinnamon cloves and sandalwood. In the northwest, a similar trade in a variety of goods took place along the Silk Roads. Indian traders, for instance, took advantage of the excellent position of the Kushan Empire to bring silk from Central Asia to the ports of northwest India, from where it could then be sent on to Rome. In sum, this vibrant international trade constituted an early stage of globalization. Combined with regional trade across the subcontinent, India saw an increase in travel in all directions, even as it remained divided among many regional kingdoms.

Changes to Buddhism

Aside from expanding trade, another theme during these centuries of political division is a transformation in Buddhism  that emphasized the importance of devotion and appealed to broader groups of people, helping it become what historians call a “universal” religion; that is to say a religion that is adaptable to people living in places other than where it originated.

Buddhism thrived after the Buddha died in c. 480 BCE, all the more so during this period of regional states and the early centuries of the Common Era. In fact, it would not be exaggeration to say that Buddhism was the dominant public religion. The communities of monks and nuns (sangha) that formed after Buddha’s time lived in monasteries built along trade routes, near towns, or in caves. To build these and survive, the sangha needed much support, which often came in the form of royal patronage. Kings such as Ashoka and Kanishka, for example, offered lavish support for Buddhist institutions. But over time, the contributions of merchants, women, and people from lower varnas became just as important. Unlike Vedic Brahmanism, which privileges the Brahmin varna, Buddhism was more inclusive and less concerned with birth and social class. After all, in theory, anyone could become a Buddha.

Buddhism also emphasized the importance of attaining good karma for better rebirths and a future enlightenment; one didn’t need to be a monk to work at this. Rather, any ordinary layperson, regardless of their religious beliefs, could also take Buddhist vows and practice Buddhist ways. That meant not only leading a moral life but also supporting the sangha. By so doing, the good karma of the monks and nuns would be transferred to the community and oneself. This practice served to not only make the world a better place and to ensure a better future, but also to allow opportunities for publicly displaying one’s piety. That is why kings, rich merchants, and ordinary people donated to the sangha and gave monks food.

With so much support and participation, Buddhism also changed. Every major world religion has different branches. These branches share a common root but diverge in some matters of belief and practice. Buddhism has two major branches: Theravada and Mahayana Buddhism. Theravada Buddhism is early Buddhism, the Buddhism of the early sangha, and is based on the earliest records of the Buddha’s teaching of the Four Noble Truths. A practitioner of this form of Buddhism sought to end suffering and attain nirvana by engaging the Eight-Fold Path, a program of study, moral conduct, and meditation. Ideally, the practitioner pursued this program as a monk or nun in a monastic setting, and eventually became an “arhat,” that is, a perfected person who is nearly or fully enlightened.

Mahayana Buddhism came later, during the early centuries of the Common Era. Mahayana means “Great Vehicle,” pointing to the fact that this form of Buddhism offers multiple paths to enlightenment for people from all walks of life. This branch has no single founder and consists of a set of ideas elaborated upon in new Buddhist scriptures dating to this time. In one of these new paths, the Buddha becomes a god who can be worshipped, and by anyone. A monk or lay follower is welcome to make an offering before an image of the Buddha placed in a shrine. By so doing, they demonstrate their desire to end su ering and seek salvation through faith in the Buddha.

Furthermore, with the “Great Vehicle,” the universe becomes populated with numerous Buddhas. Practitioners developed the idea that if anyone can become a Buddha over the course of many lifetimes of practice, then other Buddhas must exist. Also, the belief arose that some individuals had tread the path to Buddhahood but chose to forego a  nal enlightenment where they would leave the world behind so that they could, out of great compassion for all su ering people, work for their deliverance. These holy beings are known as Bodhisattvas, that is, enlightened persons who seek nirvana solely out of their desire to benefit all humanity. Buddhists also believed that the universe consisted of multiple worlds with multiple heavenly realms. Some of these Buddhas and Bodhisattvas created their own heavenly realms and, from there, o er grace to those seeking salvation through them. Through veneration and worship, the follower hopes to be reborn in that heavenly realm, where they can then  nish the path to liberation. Seeking to become a Bodhisattva through a path of devotion was one of the new paths outlined by Mahayana scriptures.

Buddhism traveled out of India and had an impact on other parts of the world, making it a major world religion. This expansion resulted from the efforts of Buddhist missionaries and merchants, as well as kings who supported its propagation. Theravada Buddhism was carried to Sri Lanka and parts of Southeast Asia, where it remains a dominant religious tradition. Mahayana Buddhism spread to Central and East Asia, a process that was facilitated by the Silk Road and the support of kings like Kanishka of the Kushan Empire. However, Buddhism eventually declined in India, especially after the first millennium BCE. From that time, Hinduism and Islam increasingly won over the religious imagination of the peoples of India, with royal patronage and lay support following.

Spread of Buddhism

The spread of Buddhism from India to other regions of Asia | Green arrows indicate the pathway for the spread of Theravada Buddhism, from India (including Sri Lanka) to Southeast Asia. The red arrows indicate the routes for the spread of Mahayana Buddhism to East Asia (China, Korea, and Japan).

Author: Gunawan Kartapranata

Source: Wikimedia Commons

License: CC BY-SA 3.0

Central Asia: Turkic Migrations

Central asia

Map of Central Asia

Author: User “Lyriak” Source: Wikimedia Commons License: CC BY-SA 3.0

Unlike many other regions of the world, Central Asia lacks the distinct topo- graphical features necessary to delineate boundaries. There are several broad geographical zones in Central Asia none- theless. Perhaps the most well-known topographic area in Central Asia is the great Eurasian Steppe, a latitudinal belt of grassland that stretches from Eastern Europe through Mongolia. It was there that nomadic horse cultures  ourished. Located to the south of the steppe was the core of Central Asia, an area known as Transoxiana. This is a dry region that lies beyond the Oxus River, known today as the Amu Darya. In Transoxiana trade settlements and irrigated agricul- ture developed along the Amu Darya and Syr Darya watersheds. Finally, located to the far south, lies the mountainous area of Khorasan, the cultural capital of Persia prior to the appearance of the Mongols (see Chapter 10).

Nomadic migration was the first major external in uence that would be integrated into the culture of the region, as steppe peoples imparted a lasting impression to Central Asia. Beginning with the Xiongnu (209 BCE – 93 CE), a long-term exodus of steppe peoples spread out of Mongolia and into Central Asia. For millennia prior to the rise of Genghis Khan (see Chapter 10), the winners of the tribal battles for predominance on the Orkhon Steppe, prime pastureland located in western Mongolia, forced the vanquished o  to the west. These periodic mass departures of Turkic tribes out of the area progressed southwest into Central Asia in a migration conquest, not a trade diaspora, as happened to Africans during the slave trade. These new arrivals forever altered the ethnic makeup of Central Asia. Previously, the region had been predominantly Persian and Indo-European; when the waves of Turkic tribes penetrated into the area, though, they occupied the great steppe and agricultural basin of Central Asia and pushed these Persian groups to the fringes. Over time, they slowly Turkified the area, endowing it with a more nomadic character.


Map of the Xiongnu Empire in 205 BCE

Author: User “Postmann Michael” Source: Wikimedia Commons License: Public Domain

These Turkic tribesmen divided their society into five strata. Members of the royal tribal clan presided over the social order. This dominant group bestowed its name on the tribal confederation, a collection of tribes. Positioned below them were their allies and associated tribes. Next were the common herders who did not participate in struggles for power. Lower still were the artisans, such as blacksmiths and leatherworkers. And finally, we find slaves at the bottom of the hierarchy. They usually acquired their lowly position in society by means of capture in times of war.

These Turkic wanderers belonged to an unstable confederation of clans and tribes roaming the steppe, loosely bound under a khagan, a charismatic monarch who laid claim to some sort of divine providence. Khagan made use of their personal charisma, as well as their political and military smarts, in order to maintain group cohesion and ward o  challenges to their authority. Under strong khagans, tribal confederations were capable of wielding incredible power, but, more often than not, they were notoriously volatile and often imploded upon the death of their leader, collapsing into a brutal struggle for power. The winners in this struggle forced the losers out of the area, and while many went to the north or south, most to the west. Victorious tribes remained in Mongolia on the highly-prized Orkhon Steppe, located near Lake Baikal.

Although the khaganate was a diarchy, or system of dual rule, with the oldest son controlling half of the land, it lacked a clear transition of power, like hereditary succession. Because the khagan theoretically ruled over a series of tribal confederations, any member of the tribal confederation could ascend to the position of monarch by demonstrating their personal charisma and martial skills on the battle eld. This often resulted in a fight to prove oneself that could erupt into broader inter-tribal strife.

Periodic Turkic migrations into Central Asia transformed the sedentary culture of the region. These steppe peoples lived by practicing pastoral nomadism, a way of life centered around herding that most likely predated the Turks but was eventually adopted by them. Their culture was utilitarian in nature and provided all the necessities for life on the great plains of Central Asia, including food, clothing, shelter,

and transportation. In order to maintain their pastures, these horsemen followed a fixed, seasonal pattern of migration because they did not want their flocks to overgraze. During the winter, for instance, they camped in foothills and mountain valleys, where it was warmer at lower altitudes. There they built fixed shelters with one main objective: survival. The oral tradition, which included songs, epic narratives, and parables, flourished during the inhospitable winter months.

In the spring, the nomads made a ten-day trip to the prairieland to graze their herds on fresh grass that just emerged from mountain runoff. There the women and children erected a central camp, usually comprising four yurts, while the men divided the flocks into their specific pastures. They established about ten satellite camps around the central camp, with each herd positioned about ten to twenty miles from the center. This separation of camps minimized the potential threat that their enemies posed to their herds. During the summer, they traveled to mid-mountain fields, where it was cooler and offered access to water. Covering about ten miles per day, it took them approximately fifty days to reach this campground. Finally, in the fall, they returned to the steppe in order to make provisions for the harsh winter. These preparations included drying and preserving their meat, and taking milk from their animals.

Enhanced mobility was the key to the survival of pastoral nomads. They actually spent a good portion of their lives on horseback and were accustomed to moving over long distances, taking all of life’s necessities with them. This allowed them to retreat quickly from rival attacks or areas afflicted by natural disaster. Though their way of life appeared seemingly innocuous, it enhanced the ability of these horsemen to expand rapidly and conquer neighboring groups. It was in this manner that pastoral nomadism accorded its practitioners certain martial advantages. The annual Great Hunt served as a military proving ground that helped them hone their fighting skills. In preparation for

winter, tribes deployed groups of mounted men, who dispersed in different directions, with the intent of driving every animal within a set perimeter inwards to converge at a pre-established central point. With great co- ordination taking place over vast distances, these migrants learned how to coordinate their movements based on a color scheme of arrows and whistling patterns. Their herding tactics easily translated to military tactics and proved devastating in combat.

Nomad society was certainly capable of waging war. Their ability to shoot from horseback provided them with a mobile and lethal means to overcome slower, infantry- based armies. These horsemen carried portable, three-foot-long recurve bows capable of piercing enemy armor from over 450 meters. Metal thumb rings enabled a rapid rate of  re without damaging the archer’s fingers. Raised hunting and herding from horseback, nomads even learned how to sleep in the saddle of the Mongol Horse, their indigenous horse. Though not tall in stature, these sturdy mounts displayed impressive endurance and allowed groups to traverse great distances, often up to 160 kilometers per day. The speed with which they could cover territory on their steeds often confused sedentary forces and multiplied the terror factor. Native to the region, these horses were able to forage for themselves and survive on their own. Nomads did not require supply lines and could, therefore, remain on campaign for an average of three years. The combination of the skills acquired from herding, the double-compound bow, and the Mongol Horse, translated to a formula for political domination of Central Asia, at least until the arrival of Genghis Khan and the Mongols.

Mongol horse

Archers on the Mongol Horse

Author: Sayf al-Vâhidî Source: Wikimedia Commons License: Public Domain

Turkic domination of the region began on the battle eld, where the strategies of steppe warfare proved devastating to infantry-based armies. The first stage of the nomad battle strategy often commenced with a feigned retreat, in which a group of their cavalry engaged the adversary, retreated, and encouraged their opponents to follow them. This technique lengthened the lines of their challengers, as they pursued the “retreating” Turkic cavalrymen, who were busy shooting backwards from horseback. The next stage of battle involved out flanking the enemy and enveloping them. They then showered their foes with arrows, the objective being to pin the opponent in place. This alone was often enough to break a sedentary power. When fighting against another steppe power, their reserves charged the opponent’s lines so as to break their forces into pieces and finish them off piecemeal. Most importantly, because of their limited numbers, the Turkic horsemen were reluctant to risk fighting an enemy that they did not believe they could defeat, instead, they would poison water wells, scorch the earth, and retreat. The Mongols would later employ similar battle tactics that allowed them to conquer the whole of Central Asia, as we will see in Chapter Ten.

Works Consulted and Further Reading

Alexander and the Hellenistic World

Gruen, Erich. Diaspora: Jews amidst Greeks and Romans. Cambridge: Harvard University Press, 2004.

Lane Fox, Robin. Alexander the Great. New York: Penguin, 2004.

Lendon, J. E. Soldiers and Ghosts: A History of Battle in Classical Antiquity. New Haven: Yale University Press, 2006.

Lewis, Naphthali. Greeks in Ptolemaic Egypt. Durham: American Society of Papyrologists, 2001.

Long, A. A. Hellenistic Philosophy: Stoics, Epicureans, Sceptics. Berkeley: University of California Press,


Walbank, F. W. The Hellenistic World. Cambridge: Harvard University Press, 1993.

Early Rome and the Republic

Boatwright, Mary, Daniel Gargola, Noel Lenski, and Richard Talbert. The Romans: From Village to Empire: A History of Rome from Earliest Times to the End of the Western Empire. Oxford: Oxford University Press, 2011.

Coarelli, Filippo. Rome and Environs: An Archaeological Guide. Berkeley: University of California Press, 2014.

Faulkner, Neil. Rome: Empire of the Eagles, 753 BC – AD 476. New York: Routledge, 2009.

Scullard, H. H. From the Gracchi to Nero: A History of Rome from 133 BC to AD 68. New York: Routledge, 1982.

Southern, Pat. The Roman Army: A Social and Institutional History. Oxford: Oxford University Press, 2007.

South Asia

Champakalakshmi, R. Trade, Ideology, and Urbanization: South India 300 BC to AD 1300. Oxford University Press, 1999.

Thapar, Romila. Asoka and the Decline of the Mauryas. Oxford: Oxford University Press, 1961.

Central Asia

Adshead, S.A.M., Central Asia in World History. New York: Palgrave, 1993.

Christian, David. Inner Eurasia from Prehistory to the Mongol Empire. Oxford: Blackwell, 1998.

Findley, Carter Vaughn, The Turks in World History. Oxford: Oxford University Press, 2005.

Links to Primary Sources

Alexander and the Hellenistic World

Archimedes’ Inventions

Justin, on the beginning of the reign of Philip II of Macedon

 Early Rome and the Republic

Appian, Selections from Civil Wars on the Gracchi Etruscans (descriptions from Herodotus and Livy) Livy, The Rape of Lucretia and Roman way of declaring war Polybius, Histories, Book I Polybius, Histories, Book VI Polybius, Comparison of the Roman Maniple with Macedonian Phalanx

South Asia

Ashoka’s Edicts

From Berger, Eugene; Israel, George; Miller, Charlotte; Parkinson, Brian; Reeves, Andrew; and Williams, Nadejda, “World History: Cultures, States, and Societies to 1500″ (2016). History Open Textbooks. Book 2.

World History: Cultures, States, and Societies to 1500 is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License.


This work is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License.